Constrained Bootstrapping Remote Secure Key Infrastructure (BRSKI)

Constrained Bootstrapping Remote Secure Key Infrastructure (BRSKI) Sandelman Software Works

mcr+ietf@sandelman.ca

vanderstok consultancy

stokcons@bbhmail.nl

Cisco Systems

pkampana@cisco.com

IoTconsultancy.nl

esko.dijk@iotconsultancy.nl

Internet anima Working Group Internet-Draft This document defines the Constrained Bootstrapping Remote Secure Key Infrastructure (Constrained BRSKI) protocol, which provides a solution for secure zero-touch bootstrapping of resource-constrained (IoT) devices into the network of a domain owner. This protocol is designed for constrained networks, which may have limited data throughput or may experience frequent packet loss. Constrained BRSKI is a variant of the BRSKI protocol, which uses an artifact signed by the device manufacturer called the "voucher" which enables a new device and the owner's network to mutually authenticate. While the BRSKI voucher is typically encoded in JSON, Constrained BRSKI uses a compact CBOR-encoded voucher. The BRSKI voucher is extended with new data types that allow for smaller voucher sizes. The Enrollment over Secure Transport (EST) protocol, used in BRSKI, is replaced with EST-over-CoAPS; and HTTPS used in BRSKI is replaced with CoAPS. This document Updates RFC 8366 and RFC 8995. About This Document Status information for this document may be found at . Discussion of this document takes place on the anima Working Group mailing list (), which is archived at . Subscribe at . Source for this draft and an issue tracker can be found at .

Introduction Secure enrollment of new nodes into constrained networks with constrained nodes presents unique challenges. As explained in , such networks may have limited data throughput or may experience frequent packet loss. In addition, its nodes may be constrained by energy availability, memory space, and code size. The Bootstrapping Remote Secure Key Infrastructure (BRSKI) protocol described in provides a solution for secure zero-touch (automated) bootstrap of new (unconfigured) devices. In it, new devices, such as IoT devices, are called "pledges", and equipped with a factory-installed Initial Device Identifier (IDevID) (see ), are enrolled into a network. The BRSKI solution described in was designed to be modular, and this document describes a version scaled to the constraints of IoT deployments. Therefore, this document uses a constrained version of the voucher and voucher request artifacts described in , along with a constrained version of the BRSKI protocol. This Constrained BRSKI protocol makes use of the constrained CoAP-based version of EST (EST-coaps from ) rather than the EST over HTTPS . Constrained BRSKI is itself scalable to multiple resource levels through the definition of optional functions. illustrates this. In BRSKI, the voucher is by default serialized to JSON with a signature in CMS . This document uses the new CBOR voucher serialization, as defined by , and applies a new COSE signature format. This COSE-signed CBOR-encoded voucher is transported using both secured CoAP and HTTPS. The CoAP connection (between Pledge and Registrar) is to be protected by either OSCORE+EDHOC or DTLS (CoAPS). The HTTP connection (between Registrar and MASA) is to be protected using TLS (HTTPS).

Terminology The following terms are defined in , and are used identically as in that document: artifact, domain, imprint, Join Registrar/Coordinator (JRC), Manufacturer Authorized Signing Authority (MASA), Pledge, Registrar, Trust of First Use (TOFU), and Voucher. The following terms from are used identically as in that document: Domain CA, enrollment, IDevID, Join Proxy, LDevID, manufacturer, nonced, nonceless, PKIX. The term Pledge Voucher Request, or acronym PVR, is introduced to refer to the voucher request between the Pledge and the Registrar. The term Registrar Voucher Request, or acronym RVR, is introduced to refer to the voucher request between the Registrar and the MASA. This document uses the term "PKIX Certificate" to refer to the X.509v3 profile described in . In code examples, the string "<CODE BEGINS>" denotes the start of a code example and "<CODE ENDS>" the end of the code example. Four dots ("....") in a CBOR diagnostic notation byte string denotes a further sequence of bytes that is not shown for brevity.

Requirements Language The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 when, and only when, they appear in all capitals, as shown here.

Overview of Protocol defines a voucher that can assert proximity, authenticates the Registrar, and can offer varying levels of anti-replay protection. The proximity proof provided by a voucher is an assertion that the Pledge and the Registrar are believed to be close together, from a network topology point of view. Similar to BRSKI , proximity is proven by making a DTLS connection between a Pledge and a Registrar. The Pledge initiates this connection using a link-local source address. The secure DTLS connection is then used by the Pledge to make a Pledge Voucher Request (PVR). The Registrar then includes the PVR into its own Registrar Voucher Request (RVR), sent to an agent (MASA) of the Pledge's manufacturer. The MASA verifies the PVR and RVR and issues a signed voucher. The voucher provides an authorization statement from the manufacturer indicating that the Registrar is the intended owner of the Pledge. The voucher refers to the Registrar through pinning of the Registrar's identity. After verification of the voucher, the Pledge enrolls into the Registrar's domain by obtaining a certificate using the EST-coaps protocol, suitable for constrained devices. Once the Pledge has obtained its domain identity (LDevID) in this manner, it can use this identity to obtain network access credentials, to join the local IP network. The method to obtain such credentials depends on the particular network technology used and is outside the scope of this document. This document does not make any extensions to the semantic meaning of vouchers, only the a new signature method based on COSE is defined to optimize for constrained devices and networks. The two main parts of the BRSKI protocol are named separately in this document: BRSKI-EST for the protocol between Pledge and Registrar, and BRSKI-MASA for the protocol between the Registrar and the MASA. Time-based vouchers are supported, but given that constrained devices are extremely unlikely to have accurate time, their use will be uncommon. Most Pledges using constrained vouchers will be online during enrollment and will use live nonces to provide anti-replay protection rather than expiry times. defines the two artifacts of a constrained voucher and a constrained voucher request, which are used by Constrained BRSKI. The constrained voucher request MUST be signed by the Pledge. It signs using the private key associated with its IDevID certificate. This also holds for the most constrained types of Pledges that are unable to perform certain PKIX operations (such as certificate chain validation). These types of Pledge still contain an IDevID identity that is used for authentication. See for additional details on PKIX-less operations. The constrained voucher MUST be signed by the MASA. For the constrained voucher request (PVR) this document defines two distinct methods for the Pledge to identify the Registrar: using either the Registrar's full PKIX certificate, or using a Raw Public Key (RPK). The method depends on which type of Registrar identity is obtained by the Pledge during the DTLS handshake process. Normally, the Pledge obtains the PKIX certificate. But when operating PKIX-less as described in , the Registrar's RPK is obtained. For the constrained voucher also both methods are supported to indicate (pin) a trusted domain identity: using either a pinned domain PKIX certificate, or a pinned RPK. The BRSKI architectures mandates that the MASA be aware of the capabilities of the Pledge. This is not a drawback as a Pledges is constructed by a manufacturer which also arranges for the MASA to be aware of the inventory of devices. The MASA therefore knows if the Pledge supports PKIX operations, or if it is limited to Raw Public Key (RPK) operations only. Based upon this, the MASA can select which attributes to use in the voucher for certain operations, like the pinning of the Registrar identity.

Updates to RFC8366 and RFC8995 This section details the ways in which this document updates other RFCs. The terminology for Updates is taken from . This document Updates . It Extends by creating a new serialization format, and creates a mechanism to pin a Raw Public Key (RPK). This document Updates . It Amends

by clarifying how pinning is done,
adopts clearer explanation of the TLS Server Name Indicator (SNI), see and ,
clarifies when new trust anchors should be retrieved (),
clarifies what kinds of Extended Key Usage attributes are appropriate for each certificate ().

It Extends as follows:

defines the CoAP version of the BRSKI protocol,
makes some messages optional if the results can be inferred from other validations (),
provides the option to return trust anchors in a simpler format (),
extends the BRSKI-MASA protocol to carry the new voucher-cose+cbor format.

BRSKI-EST Protocol This section describes the constrained BRSKI extensions to EST-coaps to transport the voucher between Registrar and Pledge (optionally via a Join Proxy) over CoAP. The extensions are targeting low-resource networks with small packets. The constrained BRSKI-EST protocol described in this section is between the Pledge and the Registrar only.

DTLS Connection A DTLS connection is established between the Pledge and the Registrar, similar to the TLS connection described in . This may occur via a Join Proxy as described in . Regardless of the Join Proxy presence or particular mechanism used, the DTLS connection should operate identically. The Constrained BRSKI and EST-coaps requests and responses for bootstrapping are carried over this DTLS connection.

DTLS Version DTLS version 1.3 SHOULD be used in any implementation of this specification. An exception case where DTLS 1.2 MAY be used is in a Pledge that uses a software platform where DTLS 1.3 is not available (yet). This may occur for example if a legacy device gets software-upgraded to support Constrained BRSKI. For this reason, a Registrar MUST by default support both DTLS 1.3 and DTLS 1.2 client connections. However, for security reasons the Registrar MAY be administratively configured to support only a particular DTLS version or higher. An EST-coaps server that implements this specification also MUST support both DTLS 1.3 and DTLS 1.2 client connections by default. However, for security reasons the EST-coaps server MAY be administratively configured to support only a particular DTLS version or higher.

TLS Client Certificates: IDevID authentication As described in , the Pledge makes a connection to the Registrar using a TLS Client Certificate for authentication. This is the Pledge's IDevID certificate. Subsequently the Pledge will send a Pledge Voucher Request (PVR). Further elements of Pledge authentication may be present in the PVR, as detailed in .

DTLS Handshake Fragmentation Considerations DTLS includes a mechanism to fragment handshake messages. This is described in . Constrained BRSKI will often be used with a Join Proxy, described in , which relays each DTLS message to the Registrar. A stateless Join Proxy will need some additional space to wrap each DTLS message inside a CoAP request, while the wrapped result needs to fit in the maximum packet sized guaranteed on 6LoWPAN networks, which is 1280 bytes. For this reason it is RECOMMENDED that a PMTU of 1024 bytes be assumed for the DTLS handshake and appropriate DTLS fragmentation is used. It is unlikely that any Packet Too Big indications will be relayed by the Join Proxy back to the Pledge. During the operation of the constrained BRSKI-EST protocol, the CoAP Blockwise transfer mechanism will be used when message sizes exceed the PMTU. A Pledge/EST-client on a constrained network MUST use the (D)TLS maximum fragment length extension ("max_fragment_length") defined in Section 4 of with the maximum fragment length set to a value of either 2^9 or 2^10.

Registrar and the Server Name Indicator (SNI) The SNI issue described below affects as well, and is reported in errata: https://www.rfc-editor.org/errata/eid6648 As the Registrar is discovered by IP address, and typically connected via a Join Proxy, the name of the Registrar is not known to the Pledge. The Pledge will not know what the hostname for the Registrar is, so it cannot do DNS-ID validation () on the Registrar's certificate. Instead, it must do validation using the voucher. As the Pledge does not know the name of the Registrar, the Pledge cannot put any reasonable value into the Server Name Indicator (SNI). Threfore the Pledge SHOULD omit the SNI extension as per . In some cases, particularly while testing BRSKI, a Pledge may be given the hostname of a particular Registrar to connect to directly. Such a bypass of the discovery process may result in the Pledge taking a different code branch to establish a DTLS connection, and may result in the SNI being inserted by a library. The Registrar MUST ignore any SNI seen. A primary motivation for making the SNI ubiquitous in the public web is because it allows for multi-tenant hosting of HTTPS sites on a single (scarce) IPv4 address. This consideration does not apply to the server function in the Registrar because:

it uses DTLS and CoAP, not HTTPS
it typically uses IPv6, often Unique Local Address, which are plentiful
the server port number is typically discovered, so multiple tenants can be accomodated via unique port numbers.

As per , the Registrar certificate MUST have the Extended Key Usage (EKU) id-kp-cmcRA. This certificate is also used as a TLS Server Certificate, so it MUST also have the EKU id-kp-serverAuth. See for an example of a Registrar certificate with these EKUs set.

Resource Discovery, URIs and Content Formats To keep the protocol messages small the EST-coaps and Constrained BRSKI URIs are shorter than the respective EST and BRSKI URIs. The EST-coaps server URIs differ from the EST URIs by replacing the scheme https by coaps and by specifying shorter resource path names. Below are some examples; the first two using a discovered short path name and the last one using the well-known URI of EST which requires no resource discovery by the EST client. coaps://estserver.example.com/e/ coaps://estserver.example.com/.well-known/est/ ]]> Similarly the constrained BRSKI Registrar URIs differ from the RFC 8995 BRSKI URIs by replacing the scheme https by coaps and by specifying shorter resource path names. Below are some examples; the first two are using a discovered short path name and the last one is using the well-known URI prefix which requires no resource discovery by the Pledge. This is the same "/.well-known/brski" prefix as defined in . coaps://registrar.example.com/b/ coaps://registrar.example.com/.well-known/brski/ ]]> Figure 5 in enumerates the operations supported by EST, for which Table 1 in enumerates the corresponding EST-coaps short path names. Similarly, below provides the mapping from the supported BRSKI extension URI paths to the Constrained BRSKI URI paths. BRSKI URI paths mapping to Constrained BRSKI URI paths

BRSKI resource	Constrained BRSKI resource
/requestvoucher	/rv
/voucher_status	/vs
/enrollstatus	/es

Note that /requestvoucher occurs between the Pledge and Registrar (in scope of the BRSKI-EST protocol), but it also occurs between Registrar and MASA. However, as described in , this section and above table addresses only the BRSKI-EST protocol. Pledges that wish to discover the available BRSKI bootstrap options/formats, or reduce the size of the CoAP headers by eliminating the "/.well-known/brski" path, can do a discovery operation using by sending a discovery query to the Registrar over the secured DTLS connection. For example, if the Registrar supports a short BRSKI URL (/b) and supports the voucher format "application/voucher-cose+cbor" (836), and status reporting in both CBOR and JSON formats, a CoAP resource discovery request and response may look as follows: ;rt=brski, ;rt=brski.rv;ct=836, ;rt=brski.vs;ct="50 60", ;rt=brski.es;ct="50 60" ]]> The Registrar is under no obligation to provide shorter URLs, and MAY respond to this query with only the "/.well-known/brski/<short-name>" resources for the short names as defined in . When responding to a discovery request for BRSKI resources, the Registrar MAY in addition return the full resource paths and the content types which are supported by these resources as shown in above example. This is useful when multiple content types are specified for a particular resource on the Registrar. Registrars that have implemented shorter URLs MUST also respond in equivalent ways to the corresponding "/.well-known/brski/<short-name>" URLs, and MUST NOT distinguish between them. In particular, a Pledge MAY use the longer (e.g. well-known) and shorter URLs in any combination. In case the client queries for only rt=brski type resources, the Registrar responds with only the root path for the BRSKI resources (rt=brski, resource /b in above example) and no others. (So, a query for rt=brski, without the wildcard character.) This is shown in the below example. The Pledge requests only the BRSKI root resource of type rt=brski to check if short names are supported or not. In this case, the Pledge is not interested to check what voucher request formats, or status telemetry formats -- other than the mandatory default formats -- are supported. The compact response then shows that the Registrar indeed supports a short-name BRSKI resource at /b: ;rt=brski ]]> In above example, the well-known resource present under /.well-known/brski is not returned because this is assumed to be well-known to the Pledge and would not require discovery anyway. Effectively, the client is guided to preferably use the short names under resource /b instead. Without discovery, a Pledge can only use the longer well-known URI for its voucher request, such as: while with discovery of shorter URLs, a request such as: is possible. The return of multiple content-types in the "ct" attribute allows the Pledge to choose the most appropriate one for a particular operation, and allows extension with new voucher (request) formats. Note that only Content-Format 836 ("application/voucher-cose+cbor") is defined in this document for the voucher request resource (/rv). Content-Format 836 MUST be supported by the Registrar for the /rv resource. If the "ct" attribute is not indicated for the /rv resource in the link format description, this implies that at least format 836 is supported. Note that this specification allows for voucher-cose+cbor format requests and vouchers to be transmitted over HTTPS, as well as for voucher-cms+json and other formats yet to be defined over CoAP. The burden for this flexibility is placed upon the Registrar. A Pledge on constrained hardware is expected to support a single format only. The Pledge and MASA need to support one or more formats (at least format 836) for the voucher and for the voucher request. The MASA needs to support all formats that the Pledge supports. details how the Pledge discovers the Registrar and Join Proxy in different deployment scenarios.

RFC8995 Telemetry Returns defines two telemetry returns from the Pledge which are sent to the Registrar. These are the BRSKI Status Telemetry and the Enrollment Status Telemetry . These are two POST operations made the by Pledge at two key steps in the process. defines the content of these POST operations in CDDL, which are serialized as JSON. This document extends the list of acceptable formats to CBOR as well as JSON, using the rules from . The existing JSON format is described as CoAP Content-Format 50 ("application/json"), and it MAY be supported. The new CBOR format described as CoAP Content-Format 60 ("application/cbor"), MUST be supported by the Registrar for both the /vs and /es resources.

Join Proxy options specifies the details for a stateful and stateless constrained Join Proxy which is equivalent to .

Extensions to BRSKI The following section explains extension within the BRSKI/CoAP connection itself. explains ways in which a pledge may discover the capability to use constrained vouchers, and to use the CoAPS transport.

CoAP EST Resource Discovery and BRSKI Once the Pledge discovers an IP address and port number that connects to the Registrar (probably via a Join Proxy), and it establishes a DTLS connection. No further discovery of hosts or port numbers is required, but a pledge that can do more than one kind of enrollment (future work offers protocols other than ), then a pledge may need to use CoAP Discovery to determine what other protocols are available. A Pledge that only supports the EST-coaps enrollment method SHOULD NOT use CoAP discovery for BRSKI/EST resources. It is more efficient to just try the supported enrollment method via the well-known BRSKI/EST-coaps resources. This also avoids the Pledge having to do any CoRE Link Format parsing, which is specified in . The Registrar MUST support all of the EST resources at their default ".well-known" locations (on the specified port) as well as any server-specific shorter form that might also be supported. However, if discovery is done by the Pledge, it is possible for the Registrar to return references to resources which are on different port numbers. The Registrar SHOULD NOT use different ports numbers by default, because a Pledge that is connected via a Join Proxy can only access a single UDP port. A Pledge that receives different port numbers or names SHOULD ignore those port numbers and continue to use the DTLS connection that it has already created. Or it MAY fail the entire transaction and look for another Join Proxy/Registrar to do onboarding with. (If the resources without the port numbers do not work, then the Pledge will fail anyway) A Registrar configured to never use Join Proxies MAY be configured to use multiple port numbers. Therefore a Registrar MUST host all discoverable BRSKI resources on the same (UDP) server port that the Pledge's DTLS connection is using. However, using the same UDP server port for all resources allows the Pledge to continue via the same DTLS connection which is more efficient.

CoAP responses defines a number of HTTP response codes that the Registrar is to return when certain conditions occur. The 401, 403, 404, 406 and 415 response codes map directly to CoAP codes 4.01, 4.03, 4.04, 4.06 and 4.15. The 202 Retry process which occurs in the voucher request, is to be handled in the same way as process for Delayed Responses.

Extensions to EST-coaps This document extends , and it inherits the functions described in that document: specifically, the mandatory Simple (Re-)Enrollment (/sen and /sren) and Certification Authority certificates request (/crts). Support for CSR Attributes Request (/att) and server-side key generation (/skg, /skc) remains optional for the EST server. Collecting the resource definitions from both , , and results in the following shorter forms of URI paths for the commonly used resources: BRSKI/EST URI paths mapping to Constrained BRSKI/EST short URI paths

BRSKI + EST	Constrained BRSKI + EST	Well-known URI namespace
/requestvoucher	/rv	brski
/voucher_status	/vs	brski
/csrattrs	/att	est
/simpleenroll	/sen	est
/cacerts	/crts	est
/enrollstatus	/es	brski
/simplereenroll	/sren	est

Pledge Extensions This section defines extensions to the BRSKI Pledge, which are applicable during the BRSKI bootstrap procedure. A Pledge which only supports the EST-coaps enrollment method, SHOULD NOT use discovery for EST-coaps resources, because it is more efficient to enroll (e.g. /sen) via the well-known EST resource on the current DTLS connection. This avoids an additional round-trip of packets and avoids the Pledge having to unnecessarily implement CoRE Link Format parsing. A constrained Pledge SHOULD NOT perform the optional EST "CSR attributes request" (/att) to minimize network traffic. The Pledge selects which attributes to include in the CSR. One or more Subject Distinguished Name fields MUST be included. If the Pledge has no specific information on what attributes/fields are desired in the CSR, it MUST use the Subject Distinguished Name fields from its IDevID unmodified. The Pledge can receive such information via the voucher (encoded in a vendor-specific way) or via some other, out-of-band means. A constrained Pledge MAY use the following optimized EST-coaps procedure to minimize network traffic.

if the voucher, that validates the current Registrar, contains a single pinned domain CA certificate, the Pledge provisionally considers this certificate as the EST trust anchor, as if it were the result of "CA certificates request" (/crts) to the Registrar.
Using this CA certificate as trust anchor it proceeds with EST simple enrollment (/sen) to obtain its provisionally trusted LDevID certificate.
If the Pledge validates that the trust anchor CA was used to sign its LDevID certificate, the Pledge accepts the pinned domain CA certificate as the legitimate trust anchor CA for the Registrar's domain and accepts the associated LDevID certificate.
If the trust anchor CA was NOT used to sign its LDevID certificate, the Pledge MUST perform an actual "CA certificates request" (/crts) to the EST server to obtain the EST CA trust anchor(s) since these can differ from the (temporary) pinned domain CA.
When doing this /crts request, the Pledge MAY use a CoAP Accept Option with value 287 ("application/pkix-cert") to limit the number of returned EST CA trust anchors to only one. A constrained Pledge MAY support only this format in a /crts response, per .
If the Pledge cannot obtain the single CA certificate or the finally validated CA certificate cannot be chained to the LDevID certificate, then the Pledge MUST abort the enrollment process and report the error using the enrollment status telemetry (/es).

Note that even though the Pledge may avoid performing any /crts request using the above EST-coaps procedure during bootstrap, it SHOULD support retrieval of the trust anchor CA periodically as detailed in the next section.

EST-client Extensions This section defines extensions to EST-coaps clients, used after the BRSKI bootstrap procedure is completed. (Note that such client is not called "Pledge" in this section, since it is already enrolled into the domain.) A constrained EST-coaps client MAY support only the Content-Format 287 ("application/pkix-cert") in a /crts response, per . In this case, it can only store one trust anchor of the domain. An EST-coaps client that has an idea of the current time (internally, or via NTP) SHOULD consider the validity time of the trust anchor CA, and MAY begin requesting a new trust anchor CA using the /crts request when the CA has 50% of it's validity time (notAfter - notBefore) left. A client without access to the current time cannot decide if the trust anchor CA has expired, and SHOULD poll periodically for a new trust anchor using the /crts request at an interval of approximately 1 month. An EST-coaps server SHOULD include the CoAP ETag Option in every response to a /crts request, to enable clients to perform low-overhead validation whether their trust anchor CA is still valid. The EST-coaps client SHOULD store the ETag resulting from a /crts response in memory and SHOULD use this value in an ETag Option in its next GET /crts request. The above-mentioned limitation that an EST-coaps client may support only one trust anchor CA is not an issue in case the domain trust anchor remains stable. However, special consideration is needed for cases where the domain trust anchor can change over time. Such a change may happen due to relocation of the client device to a new domain, or due to key update of the trust anchor as described in . From the client's viewpoint, a trust anchor change typically happens during EST re-enrollment: a change of domain CA requires all devices operating under the old domain CA to acquire a new LDevID issued by the new domain CA. A client's re-enrollment may be triggered by various events, such as an instruction to re-enroll sent by a domain entity, or an imminent expiry of its LDevID certificate. How the re-enrollment is explicitly triggered on the client by a domain entity, such as a commissioner or a Registrar, is out of scope of this specification. The mechanism described in for Root CA key update requires four certificates: OldWithOld, OldWithNew, NewWithOld, and NewWithNew. The OldWithOld certificate is already stored in the EST client's trust store. The NewWithNew certificate will be distributed as the single certificate in a /crts response, during EST re-enrollment. Since the EST client can only accept a single certificate in a /crts response it implies that the EST client cannot obtain the certificates OldWithNew and NewWithOld in this way, to perform the complete verification of the new domain CA. Instead, the client only verifies the EST-coaps server using its old domain CA certificate in its trust store as detailed below, and based on this trust in the active and valid DTLS connection it automatically trusts the new (NewWithNew) domain CA certificate that the EST-coaps server provides in the /crts response. In this manner, even during rollover of trust anchors, it is possible to have only a single trust anchor provided in a /crts response. During the period of the certificate renewal, it is not possible to create new communication channels between devices with NewCA certificates devices with OldCA certificates. One option is that devices should avoid restarting existing DTLS or OSCORE connections during this interval that new certificates are being deployed. The recommended period for certificate renewal is 24 hours. For re-enrollment, the constrained EST-coaps client MUST support the following EST-coaps procedure, where optional re-enrollment to a new domain is under control of the EST-coaps server:

The client connects with DTLS to the EST-coaps server, and authenticates with its present domain certificate (LDevID certificate) as usual. The EST-coaps server authenticates itself with its domain certificate that is trusted by the client, i.e. it chains to the single trust anchor that the client has stored. This is the "old" trust anchor, the one that will be eventually replaced in case the server decides to re-enroll the client into a new domain. The client also checks that the server is a Registration Authority (RA) of the domain as required by .
The client performs the simple re-enrollment request (/sren) and upon success it obtains a new LDevID.
The client verifies the new LDevID against its (single) existing domain trust anchor. If it chains successfully, this means the trust anchor did not change and the client MAY skip retrieving the current CA certificate using the "CA certificates request" (/crts). If it does not chain successfully, this means the trust anchor was changed/updated and the client then MUST retrieve the new domain trust anchor using the "CA certificates request" (/crts).
If the client retrieved a new trust anchor in step 3, then it MUST verify that the new trust anchor chains with the new LDevID certificate it obtained in step 2. If it chains successfully, the client stores both, accepts the new LDevID certificate and stops using it prior LDevID certificate. If it does not chain successfully, the client MUST NOT update its LDevID certificate, it MUST NOT update its (single) domain trust anchor, and the client MUST abort the enrollment process and MUST attempt to report the error to the EST-coaps server using enrollment status telemetry (/es).

Note that even though the EST-coaps client may skip the /crts request in step 3, it SHOULD support retrieval of the trust anchor CA periodically as detailed earlier in this section. Note that an EST-coaps server that is also a Registrar will already support the enrollment status telemetry resource (/es) in step 4, while an EST-coaps server that purely implements , and not the present specification, will not support this resource.

Registrar Extensions A Registrar SHOULD host any discoverable EST-coaps resources on the same (UDP) server port that the Pledge's DTLS initial connection is using. This avoids the overhead of the Pledge reconnecting using DTLS, when it performs EST enrollment after the BRSKI voucher request. The Content-Format 50 (application/json) MUST be supported and 60 (application/cbor) MUST be supported by the Registrar for the /vs and /es resources. Content-Format 836 MUST be supported by the Registrar for the /rv resource. When a Registrar receives a "CA certificates request" (/crts) request with a CoAP Accept Option with value 287 ("application/pkix-cert") it SHOULD return only the single CA certificate that is the envisioned or actual authority for the current, authenticated Pledge making the request. If the Pledge included in its request an Accept Option for only the 287 ("application/pkix-cert") Content Format, but the domain has been configured to operate with multiple CA trust anchors only, then the Registrar returns a 4.06 Not Acceptable error to signal that the Pledge needs to use the Content Format 281 ("application/pkcs7-mime; smime-type=certs-only") to retrieve all the certificates. If the current authenticated client is an EST-coaps client that was already enrolled in the domain, and the Registrar is configured to assign this client to a new domain CA trust anchor during the next EST re-enrollment procedure, then the Registrar MUST respond with the new domain CA certificate in case the client performs the "CA Certificates request" (/crts) with an Accept Option for 287 only. This signals the client that a new domain is assigned to it. The client follows the procedure as defined in .

BRSKI-MASA Protocol This section describes extensions to and clarifications of the BRSKI-MASA protocol between Registrar and MASA.

Protocol and Formats describes a connection between the Registrar and the MASA as being a normal TLS connection using HTTPS. This document does not change that. The Registrar MUST use the format "application/voucher-cose+cbor" in its voucher request to MASA, when the Pledge uses this format in its request to the Registrar . The MASA only needs to support formats for which it has constructed Pledges that use that format. The Registrar MUST use the same format for the RVR as the Pledge used for its PVR. The Registrar indicates the voucher format it wants to receive from MASA using the HTTP Accept header. This format MUST be the same as the format of the PVR, so that the Pledge can parse it. At the moment of writing the creation of coaps based MASAs is deemed unrealistic. The use of CoAP for the BRSKI-MASA connection can be the subject of another document. Some consideration was made to specify CoAP support for consistency, but:

the Registrar is not expected to be so constrained that it cannot support HTTPS client connections.
the technology and experience to build Internet-scale HTTPS responders (which the MASA is) is common, while the experience doing the same for CoAP is much less common.
a Registrar is likely to provide onboarding services to both constrained and non-constrained devices. Such a Registrar would need to speak HTTPS anyway.
a manufacturer is likely to offer both constrained and non-constrained devices, so there may in practice be no situation in which the MASA could be CoAP-only. Additionally, as the MASA is intended to be a function that can easily be oursourced to a third-party service provider, reducing the complexity would also seem to reduce the cost of that function.
security-related considerations: see .

Registrar Voucher Request If the PVR contains a proximity assertion, the Registrar MUST propagate this assertion into the RVR by including the "assertion" field with the value "proximity". This conforms to the example in of carrying the assertion forward.

MASA and the Server Name Indicator (SNI) A TLS/HTTPS connection is established between the Registrar and MASA. explains this process, and there are no externally visible changes. A MASA that supports the unconstrained voucher formats should be able to support constrained voucher formats equally well. There is no requirement that a single MASA be used for both constrained and unconstrained voucher requests: the choice of MASA is determined by the id-mod-MASAURLExtn2016 extension contained in the IDevID. The Registrar MUST do DNS-ID checks () on the contents of the certificate provided by the MASA. In constrast to the Pledge/Registrar situation, the Registrar always knows the name of the MASA, and MUST always include an Server Name Indicator. The SNI is optional in TLS1.2, but common. The SNI it considered mandatory with TLS1.3. The presence of the SNI is needed by the MASA, in order for the MASA's server to host multiple tenants (for different customers). The Registrar SHOULD use a TLS Client Certificate to authenticate to the MASA per . If the certificate that the Registrar uses is marked as a id-kp-cmcRA certificate, via Extended Key Usage, then it MUST also have the id-kp-clientAuth EKU attribute set.

Registrar Certificate Requirement In summary for typical Registrar use, where a single Registrar certificate is used, then the certificate MUST have EKU of: id-kp-cmcRA, id-kp-serverAuth, id-kp-clientAuth.

Pinning in Voucher Artifacts The voucher is a statement by the MASA for use by the Pledge that provides the identity of the Pledge's owner. This section describes how the owner's identity is determined and how it is specified within the voucher.

Registrar Identity Selection and Encoding describes BRSKI policies for selection of the owner identity. It indicates some of the flexibility that is possible for the Registrar, and recommends the Registrar to include only certificates in the voucher request (CMS) signing structure that participate in the certificate chain that is to be pinned. The MASA is expected to evaluate the certificates included by the Registrar in its voucher request, forming them into a chain with the Registrar's (signing) identity on one end. Then, it pins a certificate selected from the chain. For instance, for a domain with a two-level certification authority (see ), where the voucher request has been signed by "Registrar", its signing structure includes two additional CA certificates. The arrows in the figure indicate the issuing of a certificate, i.e. author of (1) issued (2) and author of (2) issued (3).

Two-Level CA PKI When the Registrar is using a COSE-signed constrained voucher request towards MASA, instead of a regular CMS-signed voucher request, the COSE_Sign1 object contains a protected and an unprotected header. The Registrar MUST place all the certificates needed to validate the signature chain from the Registrar on the RVR in an "x5bag" attribute in the unprotected header . The "x5bag" attribute is very important as it provides the required signals from the Registrar to control what identity is pinned in the resulting voucher. This is explained in the next section.

MASA Pinning Policy The MASA, having assembled and verified the chain in the signing structure of the voucher request needs to select a certificate to pin. (For the case that only the Registrar's End-Entity certificate is included, only this certificate can be selected and this section does not apply.) The BRSKI policy for pinning by the MASA as described in leaves much flexibility to the manufacturer. The present document adds the following rules to the MASA pinning policy to reduce the network load:

for a voucher containing a nonce, it SHOULD select the most specific (lowest-level) CA certificate in the chain.
for a nonceless voucher, it SHOULD select the least-specific (highest-level) CA certificate in the chain that is allowed under the MASA's policy for this specific domain.

The rationale for 1. is that in case of a voucher with nonce, the voucher is valid only in scope of the present DTLS connection between Pledge and Registrar anyway, so there is no benefit to pin a higher-level CA. By pinning the most specific CA the constrained Pledge can validate its DTLS connection using less crypto operations. The rationale for pinning a CA instead of the Registrar's End-Entity certificate directly is based on the following benefit on constrained networks: the pinned certificate in the voucher can in common cases be re-used as a Domain CA trust anchor during the EST enrollment and during the operational phase that follows after EST enrollment, as explained in . The rationale for 2. follows from the flexible BRSKI trust model for, and purpose of, nonceless vouchers (Sections 5.5.* and 7.4.1 of ). Refering to of a domain with a two-level certification authority, the most specific CA ("Sub-CA") is the identity that is pinned by MASA in a nonced voucher. A Registrar that wished to have only the Registrar's End-Entity certificate pinned would omit the "domain CA" and "Sub-CA" certificates from the voucher request. In case of a nonceless voucher, depending on the trust level, the MASA pins the "Registrar" certificate (low trust in customer), or the "Sub-CA" certificate (in case of medium trust, implying that any Registrar of that sub-domain is acceptable), or even the "domain CA" certificate (in case of high trust in the customer, and possibly a pre-agreed need of the customer to obtain flexible long-lived vouchers).

Pinning of Raw Public Keys Specifically for constrained use cases, the pinning of the raw public key (RPK) of the Registrar is also supported in the constrained voucher, instead of a PKIX certificate. If an RPK is pinned it MUST be the RPK of the Registrar. When the Pledge is known by MASA to support RPK but not PKIX certificate operations, the voucher produced by the MASA pins the RPK of the Registrar in either the "pinned-domain-pubk" or "pinned-domain-pubk-sha256" field of a voucher. This is described in more detail in and . A Pledge that does not support PKIX certificates cannot use EST to enroll; it has to use another method for enrollment without certificates and the Registrar has to support this method also. It is possible that the Pledge will not enroll, but instead only a network join operation will occur (See ). How the Pledge discovers this method and details of the enrollment method are out of scope of this document. When the Pledge is known by MASA to support PKIX format certificates, the "pinned-domain-cert" field present in a voucher typically pins a domain certificate. That can be either the End-Entity certificate of the Registrar, or the certificate of a domain CA of the Registrar's domain as specified in . However, if the Pledge is known to also support RPK pinning and the MASA intends to identify the Registrar in the voucher (not the CA), then MASA MUST pin the RPK (RPK3 in ) of the Registrar instead of the Registrar's End-Entity certificate to save space in the voucher.

Raw Public Key (RPK) pinning

Considerations for use of IDevID-Issuer and define the idevid-issuer attribute for voucher and voucher-request (respectively), but they summarily explain when to use it. The use of idevid-issuer is provided so that the serial-number to which the issued voucher pertains can be relative to the entity that issued the devices' IDevID. In most cases there is a one to one relationship between the trust anchor that signs vouchers (and is trusted by the pledge), and the Certification Authority that signs the IDevID. In that case, the serial-number in the voucher must refer to the same device as the serial-number that is in IDevID certificate. However, there situations where the one to one relationship may be broken. This occurs whenever a manufacturer has a common MASA, but different products (on different assembly lines) are produced with identical serial numbers. A system of serial numbers which is just a simple counter is a good example of this. A system of serial numbers where there is some prefix relating the product type does not fit into this, even if the lower digits are a counter. It is not possible for the Pledge or the Registrar to know which situation applies. The question to be answered is whether or not to include the idevid-issuer in the PVR and the RVR. A second question arisews as to what the format of the idevid-issuer contents are. Analysis of the situation shows that the pledge never needs to include the idevid-issuer in it's PVR, because the pledge's IDevID certificate is available to the Registrar, and the Authority Key Identifier is contained within that. The pledge therefore has no need to repeat this. For the RVR, the Registrar has to examine the pledge's IDevID certificate to discover the serial number for the Registrar's Voucher Request (RVR). This is clear in . That section also clarifies that the idevid-issuer is to be included in the RVR. Concerning the Authority Key Identifier, specifies that the entire object i.e. the extnValue OCTET STRING is to be included: comprising the AuthorityKeyIdentifier, SEQUENCE, Choice as well as the OCTET STRING that is the keyIdentifier.

Artifacts There are significant changes to the voucher and voucher request artifacts from and which are required for this specification. The YANG () module changes and CBOR serialization changes are described in . That document also assigns SID values to YANG elements in accordance with . The present section provides some examples of these artifacts and defines a new signature format for these, using COSE. The constrained voucher request adds the following fields: proximity-registrar-pubk, proximity-registrar-pubk-sha256, proximity-registrar-cert, and prior-signed-voucher-request. prior-signed-voucher-request is only used between the Registrar and the MASA. proximity-registrar-pubk or proximity-registrar-pubk-sha256 optionally replaces proximity-registrar-cert for the most constrained cases where RPK is used by the Pledge. The constrained voucher adds the fields pinned-domain-pubk and pinned-domain-pubk-sha256.

Example Artifacts

Example Pledge voucher request (PVR) artifact Below, an example constrained voucher request (PVR) from a Pledge to a Registrar is shown in CBOR diagnostic notation. Long CBOR byte strings have been shortened (with "....") for readability. The enum value of the assertion field is 2 for the "proximity" assertion as defined in . The Pledge has included the item proximity-registrar-pubk which carries the public key of the Registrar, instead of including the full Registrar certificate in a proximity-registrar-cert item. This is done to reduce the size of the PVR. Also note that the Pledge did not include the created-on field since it lacks an internal real-time clock and has no knowledge of the current time at the moment of performing the bootstrapping.

Example Registrar voucher request (RVR) artifact Next, an example constrained voucher request (RVR) from a Registrar to a MASA is shown in CBOR diagnostic notation. The Registrar has created this request triggered by the reception of the Pledge voucher request (PVR) of the previous example. Again, long CBOR byte strings have been shortened for readability. Note that the Registrar uses here the string data type for all key names, instead of the more compact SID integer keys. This is fine for any use cases where the network between Registrar and MASA is an unconstrained network where data size is not critical. The constrained voucher request format supports both the string and SID key types.

Example voucher artifacts Below, an example constrained voucher is shown in CBOR diagnostic notation. It was created by a MASA in response to receiving the Registrar Voucher Request (RVR) shown in . The enum value of the assertion field is set to 2, to acknowledge to both the Pledge and the Registrar that the proximity of the Pledge to the Registrar is considered proven. While the above example voucher includes the nonce from the PVR, the next example is a nonce-less voucher. Instead of a nonce, it includes an expires-on field with the date and time on which the voucher expires. Because the MASA did not verify the proximity of the Pledge and Registrar in this case, the assertion field contains a weaker assertion of "verified" (0). This indicates that the MASA verified the domain's ownership of the Pledge via some other means. The enum value of the assertion field for "verified" is calculated to be 0 by following the algorithm described in section 9.6.4.2 of . The voucher is valid for one week. To verify the voucher's validity, the Pledge would either need an internal real-time clock or some external means of obtaining the current time, such as Network Time Protocol (NTP) or a radio time signal receiver.

Signing voucher and voucher request artifacts with COSE The COSE_Sign1 structure is discussed in . The CBOR object that carries the body, the signature, and the information about the body and signature is called the COSE_Sign1 structure. It is used when only one signature is used on the body. Support for ECDSA with SHA2-256 using curve secp256r1 (aka prime256k1) is RECOMMENDED. Most current low power hardware has support for acceleration of this algorithm. Future hardware designs could omit this in favour of a newer algorithms. This is the ES256 keytype from Table 1 of . Support for curve secp256k1 is OPTIONAL. Support for EdDSA using Curve 25519 is RECOMMENDED in new designs if hardware support is available. This is keytype EDDSA (-8) from Table 2 of . A "crv" parameter is necessary to specify the Curve, which from Table 18. The 'kty' field MUST be present, and it MUST be 'OKP'. (Table 17) A transition towards EdDSA is occurring in the industry. Some hardware can accelerate only some algorithms with specific curves, other hardware can accelerate any curve, and still other kinds of hardware provide a tool kit for acceleration of any eliptic curve algorithm. In general, the Pledge is expected to support only a single algorithm, while the Registrar, usually not constrained, is expected to support a wide variety of algorithms: both legacy ones and up-and-coming ones via regular software updates. An example of the supported COSE_Sign1 object structure containing a Pledge Voucher Request (PVR) is shown in .

COSE_Sign1 PVR example in CBOR diagnostic notation The specifies the integers/encoding for the "alg" field in . The "alg" field restricts the key usage for verification of this COSE object to a particular cryptographic algorithm.

Signing of Registrar Voucher Request (RVR) A Registrar MUST include a COSE "x5bag" structure in the RVR as explained in . shows an example Registrar Voucher Request (RVR) that includes the x5bag as an unprotected header parameter (32). The bag contains two certificates in this case.

COSE_Sign1 RVR example in CBOR diagnostic notation A "kid" (key ID) field is optionally present in the unprotected COSE header parameters map of a COSE object. If present, it identifies the public key of the key pair that was used to sign the COSE message. The value of the key identifier "kid" parameter may be in any format agreed between signer and verifier. Usually a hash of the public key is used to identify the public key; but the choice of key identifier method is vendor-specific. If "kid" is not present, then a verifying party needs to use other context information to retrieve the right public key to verify the COSE_Sign1 object against. By default, a Registrar does not include a "kid" parameter in the RVR since the signing key is already identified by the signing certificates included in the COSE "x5bag" structure. A Registrar nevertheless MAY use a "kid" parameter in its RVR to identify its signing key/identity. The method of generating such "kid" value is vendor-specific and SHOULD be configurable in the Registrar to support commonly used methods. In order to support future business cases and supply chain integrations, a Registrar using the "kid" field MUST be configurable, on a per-manufacturer basis, to select a particular method for generating the "kid" value such that it is compatible with the method that the manufacturer. Both binary and string values MUST be supported per , respectively encoded in the "kid" field using a CBOR byte string (bstr) or text string (tstr).

Signing of Pledge Voucher Request (PVR) Like in the RVR, a "kid" (key ID) field is also optionally present in the PVR. It can be used to identify the signing key/identity to the MASA. A Pledge by default SHOULD NOT use a "kid" parameter in its PVR, because its signing key is already identified by the Pledge's unique serial number that is included in the PVR and (by the Registrar) in the RVR. This achieves the smallest possible PVR data size while still enabling the MASA to verify the PVR. Still, when required the Pledge MAY use a "kid" parameter in its PVR to help the MASA identify the right public key to verify against. This can occur for example if a Pledge has multiple IDevID identities. The "kid" parameter in this case may be a simple integer identifying one out of N identities present, or it may be a hash of the public key, or anything else the Pledge vendor decides. A Registrar normally SHOULD ignore a "kid" parameter used in a received PVR, as this information is intended for the MASA. In other words, there is no need for the Registrar to verify the contents of this field, but it may include it in an audit log. The example in shows a PVR with the "kid" parameter present.

COSE_Sign1 PVR example with "kid" field present The Pledge SHOULD NOT use the "x5bag" structure in the PVR. A Registrar that processes a PVR with an "x5bag" structure MUST ignore it, and MUST use only the TLS Client Certificate extension for authentication of the Pledge. A situation where the Pledge MAY use the x5bag structure is for communication of certificate chains to the MASA. This would arise in some vendor- specific situations involving outsourcing of MASA functionality, or rekeying of the IDevID certification authority. In further examples of signed PVRs are shown.

Signing of voucher by MASA The MASA SHOULD NOT use a "kid" parameter in the voucher response, because the MASA's signing key is already known to the Pledge. Still, where needed the MASA MAY use a "kid" parameter in the voucher response to help the Pledge identify the right MASA public key to verify against. This can occur for example if a Pledge has multiple IDevID identities. The MASA SHOULD NOT include an x5bag attribute in the voucher response - the exception is if the MASA knows that the Pledge doesn't pre-store the signing public key and certificate, and thus the MASA needs to provide a cert or cert chain that will enable linking the signing identity to the pre-stored Trust Anchor (CA) in the Pledge. This approach is not recommended, because including certificates in the x5bag attribute will significantly increase the size of the voucher which impacts operations on constrained networks. If the MASA signing key is based upon a PKI (see Section 2.3), and the Pledge only pre-stores a manufacturer (root) CA identity in its Trust Store which is not the identity that signs the voucher, then a certificate chain needs to be included with the voucher in order for the Pledge to validate the MASA signing CA's signature by validating the chain up to the CA in its Trust Store. In BRSKI CMS signed vouchers , the CMS structure has a place for such certificates. In the COSE-signed constrained vouchers described in this document, the x5bag attribute is used to contain the needed certificates to form the chain. A Registrar MUST NOT remove the x5bag attribute from the unprotected COSE header parameters when sending the voucher back to the Pledge. In an example is shown of a COSE-signed voucher. This example shows the common case where the "x5bag" attribute is not used.

COSE_Sign1 signed voucher in CBOR diagnostic notation

Extensions to Discovery It is assumed that a Join Proxy as defined in seamlessly provides a (relayed) DTLS connection between the Pledge and the Registrar. To use a Join Proxy, a Pledge needs to discover it. For Pledge discovery of a Join Proxy, this section extends Section 4.1 of for the constrained BRSKI case. In general, the Pledge may be one or more hops away from the Registrar, where one hop means the Registrar is a direct link-local neighbor of the Pledge. The case of one hop away can be considered as a degenerate case, because a Join Proxy is not really needed then. The degenerate case would be unusual in constrained wireless network deployments, because a Registrar would typically not have a wireless network interface of the type used for constrained devices. Rather, it would have a high-speed network interface. Nevertheless, the situation where the Registrar is one hop away from the Pledge could occur in various cases like wired IoT networks or in wireless constrained networks where the Pledge is in radio range of a 6LoWPAN Border Router (6LBR) and the 6LBR happens to host a Registrar. In order to support the degenerate case, the Registrar SHOULD announce itself as if it were a Join Proxy -- though it would actually announce its real (stateful) Registrar CoAPS endpoint. No actual Join Proxy functionality is then required on the Registrar. So, a Pledge only needs to discover a Join Proxy, regardless of whether it is one or more than one hop away from a relevant Registrar. It first discovers the link-local address and the join-port of a Join Proxy. The Pledge then follows the constrained BRSKI procedure of initiating a DTLS connection using the link-local address and join-port of the Join Proxy. Once enrolled, a Pledge itself may function as a Join Proxy. The decision whether or not to provide this functionality depends upon many factors and is out of scope for this document. Such a decision might depend upon the amount of energy available to the device, the network bandwidth available, as well CPU and memory availability. The process by which a Pledge discovers the Join Proxy, and how a Join Proxy discovers the location of the Registrar, are the subject of the remainder of this section. Further details on both these topics are provided in .

Discovery operations by Pledge The Pledge must discover the address/port and protocol with which to communicate. The present document only defines coaps (CoAP over DTLS) as a protocol. Note that the identifying the format of the voucher request and the voucher is not a required part of the Pledge's discovery operation. It is assumed that all Registrars support all relevant voucher(-request) formats, while the Pledge only supports a single format. A Pledge that makes a voucher request to a Registrar that does not support that format will receive a CoAP 4.06 Not Acceptable status code and the bootstrap attempt will fail.

GRASP discovery This section is normative for uses with an ANIMA ACP. In the context of autonomic networks, the Join-Proxy uses the DULL GRASP M_FLOOD mechanism to announce itself. Section 4.1.1 of discusses this in more detail. The following changes are necessary with respect to figure 10 of :

The transport-proto is IPPROTO_UDP
the objective is AN_Proxy

The Registrar announces itself using ACP instance of GRASP using M_FLOOD messages. Autonomic Network Join Proxies MUST support GRASP discovery of Registrar as described in section 4.3 of . Here is an example M_FLOOD announcing the Join-Proxy at fe80::1, on standard coaps port 5684, using DTLS.

Example of Join Proxy announcement message Note that a Join Proxy that supports also supports RFC8995 onboarding using HTTPS may announce more than one objective. Objectives with an empty objective-value (whether CBOR NULL or an empty string) refer to defaults. Here is an example of an announcement that offers both constrained and unconstrained onboarding:

Example of Join Proxy announcing two bootstrap methods

CoAP Discovery The details on CoAP discovery of a Join Proxy by a Pledge are provided in . In this section some examples of CoAP discovery interactions are given. Below, a typical example is provided showing the Pledge's CoAP request and the Join Proxy's CoAP response. The Join Proxy responds with a link-local source address, which is the same address as indicated in the URI-reference element () in the discovery response payload. The Join Proxy has a dedicated port 8485 opened for DTLS connections of Pledges. ;rt=brski.jp ]]> The next example shows a Join Proxy that uses the default CoAPS port 5684 for DTLS connections of Pledges. In this case, the Join Proxy host is not using port 5684 for any other purposes. ;rt=brski.jp ]]> In the following example, two Join Proxies respond to the multicast query. The Join Proxies use a slightly different CoRE Link Format encoding. While the first encoding is more compact, both encodings are allowed per . The Pledge may now select one of the two Join Proxies for initiating its DTLS connection. ;rt=brski.jp RES: 2.05 Content ;rt="brski.jp" ]]>

Discovery operations by Join Proxy The Join Proxy needs to discover a Registrar, at the moment it needs to relay data towards the Registrar or prior to that moment.

GRASP Discovery This section is normative for uses with an ANIMA ACP. In the context of autonomic networks, the Registrar announces itself to a stateful Join Proxy using ACP instance of GRASP using M_FLOOD messages. Section 4.3 of discusses this in more detail. The following changes are necessary with respect to figure 10 of :

The transport-proto is IPPROTO_UDP
the objective is AN_join_registrar, identical to .
the objective name is "BRSKI_JP".

The Registrar announces itself using ACP instance of GRASP using M_FLOOD messages. Autonomic Network Join Proxies MUST support GRASP discovery of Registrar as described in section 4.3 of . Here is an example M_FLOOD announcing the Registrar on example port 5684, which is the standard CoAPS port number.

Example of Registrar announcement message The Registrar uses a routable address that can be used by enrolled constrained Join Proxies. The address will typically be a Unique Local Address (ULA) as in the example, but could also be a Global Unicast Address (GUA).

CoAP discovery Further details on CoAP discovery of the Registrar by a Join Proxy are provided in .

Deployment-specific Discovery Considerations This section details how discovery is done in specific deployment scenarios.

6TSCH Deployments In 6TISCH networks, the Constrained Join Proxy (CoJP) mechanism is described in . Such networks are expected to use a to do key management. This is the subject of future work. The Enhanced Beacon has been extended in to allow for discovery of the Join Proxy.

Generic networks using GRASP defines a mechanism for the Pledge to discover a Join Proxy by listening for GRASP messages. This mechanism can be used on any network which does not have another more specific mechanism. This mechanism supports mesh networks, and can also be used over unencrypted WIFI.

Generic networks using mDNS also defines a non-normative mechanism for the Pledge to discover a Join Proxy by doing mDNS queries. This mechanism can be used on any network which does not have another recommended mechanism. This mechanism does not easily support mesh networks. It can be used over unencrypted WIFI.

Thread networks using Mesh Link Establishment (MLE) Thread is a wireless mesh network protocol based on 6LoWPAN and other IETF protocols. In Thread, a new device discovers potential Thread networks and Thread routers to join by using the Mesh Link Establishment (MLE) protocol. MLE uses the UDP port number 19788. The new device sends discovery requests on different IEEE 802.15.4 radio channels, to which routers (if any present) respond with a discovery response containing information about their respective network. Once a suitable router is selected the new device initiates a DTLS transport-layer secured connection to the network's commissioning application, over a link-local single radio hop to the selected Thread router. This link is not yet secured at the radio level: link-layer security will be set up once the new device is approved by the commissioning application to join the Thread network, and it gets provisioned with network access credentials. The Thread router acts here as a Join Proxy. The MLE discovery response message contains UDP port information to signal the new device which port to use for its DTLS connection.

Design Considerations The design considerations for the CBOR encoding of vouchers are much the same as for JSON vouchers in . One key difference is that the names of the leaves in the YANG definition do not affect the size of the resulting CBOR, as the SID () translation process assigns integers to the names. Any POST request to the Registrar with resource /vs or /es returns a 2.04 Changed response with empty payload. The client should be aware that the server may use a piggybacked CoAP response (ACK, 2.04) but may also respond with a separate CoAP response, i.e. first an (ACK, 0.0) that is an acknowledgement of the request reception followed by a (CON, 2.04) response in a separate CoAP message.

Raw Public Key Use Considerations This section explains techniques to reduce the data volume and complexity of the BRSKI bootstrap. The use of a raw public key (RPK) in the pinning process can significantly reduce the number of bytes sent over the wire and round trips, and reduce the code footprint in a Pledge, but it comes with a few significant operational limitations.

The Registrar Trust Anchor When the Pledge first connects to the Registrar, the connection to the Registrar is provisional, as explained in . The Registrar normally provides its public key in a TLSServerCertificate, and the Pledge uses that to validate that integrity of the (D)TLS connection, but it does not validate the identity of the provided certificate. As the TLSServerCertificate object is never verified directly by the Pledge, sending it can be considered superfluous. So instead of using a (TLSServer)Certificate of type X509 (see section 4.4.2 of ), a RawPublicKey object (as defined by ) is used. A Registrar operating in a mixed environment can determine whether to send a Certificate or a Raw Public Key to the Pledge: this is signaled by the Pledge. In the case it needs an RPK, it includes the server_certificate_type of RawPublicKey. This is shown in section 5 of . The Pledge always sends a client_certificate_type of X509 (not an RPK), so that the Registrar can properly identify the Pledge and distill the MASA URI information from its IDevID certificate.

The Pledge Voucher Request The Pledge puts the Registrar's public key into the proximity-registrar-pubk field of the Pledge Voucher Request (PVR). (The proximity-registrar-pubk-sha256 can also be used for efficiency, if the 32-bytes of a SHA256 hash turns out to be smaller than a typical ECDSA key.) As the format of this pubk field is identical to the TLS RawPublicKey data object, no manipulation at all is needed to insert this into the PVR.

The Voucher Response A returned voucher will have a pinned-domain-pubk field with the identical key as was found in the proximity-registrar-pubk field above, as well as being identical to the Registrar's RPK in the currently active DTLS connection. Validation of this key by the Pledge is what takes the DTLS connection out of the provisional state; see for more details. The voucher needs to be validated first by the Pledge. The Pledge needs to have a public key to validate the signature from the MASA on the voucher. The MASA's public key counterpart of the (private) MASA signing key MUST be already installed in the Pledge at manufacturing time. Otherwise, the Pledge cannot validate the voucher's signature.

Use of constrained vouchers with HTTPS This specification contains two extensions to : a constrained voucher format (COSE), and a constrained transfer protocol (CoAP). On constrained networks with constrained devices, it make senses to use both together. However, this document does not mandate that this be the only way. A given constrained device design and software may be re-used for multiple device models, such as a model having only an IEEE 802.15.4 radio, or a model having only an IEEE 802.11 (Wi-Fi) radio, or a model having both these radios. A manufacturer of such device models may wish to have code only for the use of the constrained voucher format (COSE), and use it on all supported radios including the IEEE 802.11 radio. For this radio, the software stack to support HTTP/TLS may be already integrated into the radio module hence it is attractive for the manufacturer to reuse this. This type of approach is supported by this document. In the case that HTTPS is used, the regular long resource names are used, together with the new "application/voucher-cose+cbor" media type described in this document. For status telemetry requests, the Pledge may use either one or both of the formats defined in . A Registrar MUST support both formats. Other combinations are possible, but they are not enumerated here. New work such as provides new formats that may be useable over a number of different transports. In general, sending larger payloads over constrained networks makes less sense, while sending smaller payloads over unconstrained networks is perfectly acceptable. The Pledge will in most cases support a single voucher format, which it uses without negotiation i.e. without discovery of formats supported. The Registrar, being unconstrained, is expected to support all voucher formats. There will be cases where a Registrar does not support a new format that a new Pledge uses, and this is an unfortunate situation that will result in lack of interoperation. The responsability for supporting new formats is on the Registrar.

Security Considerations

Duplicate serial-numbers In the absense of correct use of idevid-issuer by the Registrar as detailed in , it would be possible for a malicious Registrar to use an unauthorized voucher for a device. This would apply only to the case where a Manufacturer Authorized Signing Authority (MASA) is trusted by different products from the same manufacturer, and the manufacturer has duplicated serial numbers as a result of a merge, acquisition or mis-management. For example, imagine the same manufacturer makes light bulbs as well as gas centrifuges, and said manufacturer does not uniquely allocate product serial numbers. This attack only works for nonceless vouchers. The attacker has obtained a light bulb which happens to have the same serial-number as a gas centrofuge which it wishes to obtain access. The attacker performs a normal BRSKI onboarding for the light bulb, but then uses the resulting voucher to onboard the gas centrofuge. The attack requires that the gas centrofuge be returned to a state where it is willing to perform a new onboarding operation. This attack is prevented by the mechanism of having the Registrar include the idevid-issuer in the RVR, and the MASA including it in the resulting voucher. The idevid-issuer is not included by default: a MASA needs to be aware if there are parts of the organization which duplicates serial numbers, and if so, include it.

IDevID security in Pledge The security of this protocol depends upon the Pledge identifying itself to the Registrar using it's manufacturer installed certificate: the IDevID certificate. Associated with this certificate is the IDevID private key, known only to the Pledge. Disclosure of this private key to an attacker would permit the attacker to impersonate the Pledge towards the Registrar, probably gaining access credentials to that Registrar's network. If the IDevID private key disclosure is known to the manufacturer, there is little recourse other than recall of the relevant part numbers. The process for communicating this recall would be within the BRSKI-MASA protocol. Neither this specification nor provides for consultation of a Certification Revocation List (CRL) or Open Certificate Status Protocol (OCSP) by a Registrar when evaluating an IDevID certificate. However, the BRSKI-MASA protocol submits the IDevID from the Registrar to the manufacturer's MASA and a manufacturer would have an opportunity to decline to issue a voucher for a device which they believe has become compromised. It may be difficult for a manufacturer to determine when an IDevID private key has been disclosed. Two situations present themselves: in the first situation a compromised private key might be reused in a counterfeit device, which is sold to another customer. This would present itself as an onboarding of the same device in two different networks. The manufacturer may become suspicious seeing two voucher requests for the same device from different Registrars. Such activity could be indistinguishable from a device which has been resold from one operator to another, or re-deployed by an operator from one location to another. In the second situation, an attacker having compromised the IDevID private key of a device might then install malware into the same device and attempt to return it to service. The device, now blank, would go through a second onboarding process with the original Registrar. Such a Registrar could notice that the device has been "factory reset" and alert the operator to this situation. One remedy against the presence of malware is through the use of Remote Attestation such as described in . Future work will need to specify a background-check Attestation flow as part of the voucher-request/voucher-response process. Attestation may still require access to a private key (e.g. IDevID private key) in order to sign Evidence, so a primary goal should be to keep any private key safe within the Pledge. In larger, more expensive, systems there is budget (power, space, and bill of materials) to include more specific defenses for a private key. For instance, this includes putting the IDevID private key in a Trusted Platform Module (TPM), or use of Trusted Execution Environments (TEE) for access to the key. On smaller IoT devices, the cost and power budget for an extra part is often prohibitive. It is becoming more and more common for CPUs to have an internal set of one-time fuses that can be programmed (often they are "burnt" by a laser) at the factory. This section of memory is only accessible in some priviledged CPU state. The use of this kind of CPU is appropriate as it provides significant resistance against key disclosure even when the device can be disassembled by an attacker. In a number of industry verticals, there is increasing concern about counterfeit parts. These may be look-alike parts created in a different factory, or parts which are created in the same factory during an illegal night-shift, but which are not subject to the appropriate level of quality control. The use of a manufacturer-signed IDevID certificate provides for discovery of the pedigree of each part, and this often justifies the cost of the security measures associated with storing the private key.

Security of CoAP and UDP protocols explains that no CoAPS version of the BRSKI-MASA protocol is proposed. The connection from the Registrar to the MASA continues to be HTTPS as in . This has been done to simplify the MASA deployment for the manufacturer, because no new protocol needs to be enabled on the server. The use of UDP protocols across the open Internet is sometimes fraught with security challenges. Denial-of-service attacks against UDP based protocols are trivial as there is no three-way handshake as done for TCP. The three-way handshake of TCP guarantees that the node sending the connection request is reachable using the origin IP address. While DTLS contains an option to do a stateless challenge -- a process actually stronger than that done by TCP -- it is not yet common for this mechanism to be available in hardware at multigigabit speeds. It is for this reason that this document defines using HTTPS for the Registrar to MASA connection.

Registrar Certificate may be self-signed The provisional (D)TLS connection formed by the Pledge with the Registrar does not authenticate the Registrar's identity. This Registrar's identity is validated by the voucher that is issued by the MASA, signed with an anchor that was built-in to the Pledge. The Registrar may therefore use any certificate, including a self-signed one. The only restrictions on the certificate is that it MUST have EKU bits set as detailed in .

Use of RPK alternatives to proximity-registrar-cert In two compact alternative fields for proximity-registrar-cert are defined that include an RPK: proximity-registrar-pubk and proximity-registrar-pubk-sha256. The Pledge can use these fields in its PVR to identify the Registrar based on its public key only. Since the full certificate of the proximate Registrar is not included, use of these fields by a Pledge implies that a Registrar could insert another certificate with the same public key identity into the RVR. For example, an older or a newer version of its certificate. The MASA will not be able to detect such act by the Registrar. But since any 'other' certificate the Registrar could insert in this way still encodes its identity the additional risk of using the RPK alternatives is neglible. When a Registrar sees a PVR that uses one of proximity-registrar-pubk or proximity-registrar-pubk-sha256 fields, this implies the Registrar must include the certificate identified by these fields into its RVR. Otherwise, the MASA is unable to verify proximity. This requirement is already implied by the "MUST" requirement in .

MASA support of CoAPS The use of CoAP for the BRSKI-MASA connection is not in scope of the current document. The following security considerations have led to this choice of scope:

the technology and experience to build secure Internet-scale HTTPS responders (which the MASA is) is common, while the experience in doing the same for CoAP is much less common.
in many enterprise networks, outgoing UDP connections are often treated as suspicious, which could effectively block CoAP connections for some firewall configurations.
reducing the complexity of MASA (i.e. less protocols supported) would also reduce its potential attack surface, which is relevant since the MASA is 24/7 exposed on the Internet and accepting (untrusted) incoming connections.

IANA Considerations

GRASP Discovery Registry IANA is asked to extend the registration of the "AN_Proxy" (without quotes) in the "GRASP Objective Names" table in the Grasp Parameter registry. This document should also be cited for this existing registration, because defines the new protocol value IPPROTO_UDP for the objective. IANA is asked to extend the registration of the "AN_join_registrar" (without quotes) in the "GRASP Objective Names" table in the Grasp Parameter registry. This document should also be cited for this existing registration, because adds the objective value "BRSKI_JP" to the objective.

Resource Type Registry Additions to the sub-registry "Resource Type Link Target Attribute Values", within the "CoRE Parameters" IANA registry are specified below. Reference: [This RFC] Resource Type (rt) link target attribute values for IANA registration

Attribute	Description
brski	Root path of Bootstrapping Remote Secure Key Infrastructure (BRSKI) resources
brski.rv	BRSKI request voucher resource
brski.vs	BRSKI voucher status telemetry resource
brski.es	BRSKI enrollment status telemetry resource

Media Types Registry This section registers the 'application/voucher-cose+cbor' in the IANA "Media Types" registry. This media type is used to indicate that the content is a CBOR voucher or voucher request signed with a COSE_Sign1 structure .

application/voucher-cose+cbor

CoAP Content-Format Registry IANA has allocated ID 836 from the sub-registry "CoAP Content-Formats".

Update to BRSKI Parameters Registry This section updates the BRSKI Well-Known URIs sub-registry of the IANA Bootstrapping Remote Secure Key Infrastructures (BRSKI) Parameters Registry by adding a new column "Short URI". The contents of this field MUST be specified for any newly registered URI as follows: Short URI: A short name for the "URI" resource that can be used by a Constrained BRSKI Pledge in a CoAP request to the Registrar. In case the "URI" resource is only used between Registrar and MASA, the value "--" is registered denoting that a short name is not applicable. The initial contents of the sub-registry including the new column are as follows: Update of the BRSKI Well-Known URI Sub-Registry

URI	Short URI	Description	Reference
requestvoucher	rv	Request voucher: Pledge to Registrar, and Registrar to MASA	, [This RFC]
voucher_status	vs	Voucher status telemetry: Pledge to Registrar	, [This RFC]
requestauditlog	--	Request audit log: Registrar to MASA
enrollstatus	es	Enrollment status telemetry: Pledge to Registrar	, [This RFC]

Acknowledgements We are very grateful to for explaining COSE/CMS choices and for correcting early versions of the COSE_Sign1 objects. did extensive work on _pyang_ to extend it to support the SID allocation process, and this document was among its first users. , and provided review feedback. The BRSKI design team has met on many Tuesdays and Thursdays for document review. The team includes: , , , and .

Changelog -11 to -20 (For change details see GitHub issues https://github.com/anima-wg/constrained-voucher/issues and related Pull Requests.) -10 Design considerations extended Examples made consistent -08 Examples for cose_sign1 are completed and improved. -06 New SID values assigned; regenerated examples -04 voucher and request-voucher MUST be signed examples for signed request are added in appendix IANA SID registration is updated SID values in examples are aligned signed cms examples aligned with new SIDs -03 -02 -01

References Normative References Unique Local IPv6 Unicast Addresses This document defines an IPv6 unicast address format that is globally unique and is intended for local communications, usually inside of a site. These addresses are not expected to be routable on the global Internet. [STANDARDS-TRACK] Internet X.509 Public Key Infrastructure Certificate Management Protocol (CMP) This document describes the Internet X.509 Public Key Infrastructure (PKI) Certificate Management Protocol (CMP). Protocol messages are defined for X.509v3 certificate creation and management. CMP provides on-line interactions between PKI components, including an exchange between a Certification Authority (CA) and a client system. [STANDARDS-TRACK] Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile This memo profiles the X.509 v3 certificate and X.509 v2 certificate revocation list (CRL) for use in the Internet. An overview of this approach and model is provided as an introduction. The X.509 v3 certificate format is described in detail, with additional information regarding the format and semantics of Internet name forms. Standard certificate extensions are described and two Internet-specific extensions are defined. A set of required certificate extensions is specified. The X.509 v2 CRL format is described in detail along with standard and Internet-specific extensions. An algorithm for X.509 certification path validation is described. An ASN.1 module and examples are provided in the appendices. [STANDARDS-TRACK] Cryptographic Message Syntax (CMS) This document describes the Cryptographic Message Syntax (CMS). This syntax is used to digitally sign, digest, authenticate, or encrypt arbitrary message content. [STANDARDS-TRACK] Transport Layer Security (TLS) Extensions: Extension Definitions This document provides specifications for existing TLS extensions. It is a companion document for RFC 5246, "The Transport Layer Security (TLS) Protocol Version 1.2". The extensions specified are server_name, max_fragment_length, client_certificate_url, trusted_ca_keys, truncated_hmac, and status_request. [STANDARDS-TRACK] Datagram Transport Layer Security Version 1.2 This document specifies version 1.2 of the Datagram Transport Layer Security (DTLS) protocol. The DTLS protocol provides communications privacy for datagram protocols. The protocol allows client/server applications to communicate in a way that is designed to prevent eavesdropping, tampering, or message forgery. The DTLS protocol is based on the Transport Layer Security (TLS) protocol and provides equivalent security guarantees. Datagram semantics of the underlying transport are preserved by the DTLS protocol. This document updates DTLS 1.0 to work with TLS version 1.2. [STANDARDS-TRACK] Using Raw Public Keys in Transport Layer Security (TLS) and Datagram Transport Layer Security (DTLS) This document specifies a new certificate type and two TLS extensions for exchanging raw public keys in Transport Layer Security (TLS) and Datagram Transport Layer Security (DTLS). The new certificate type allows raw public keys to be used for authentication. The YANG 1.1 Data Modeling Language YANG is a data modeling language used to model configuration data, state data, Remote Procedure Calls, and notifications for network management protocols. This document describes the syntax and semantics of version 1.1 of the YANG language. YANG version 1.1 is a maintenance release of the YANG language, addressing ambiguities and defects in the original specification. There are a small number of backward incompatibilities from YANG version 1. This document also specifies the YANG mappings to the Network Configuration Protocol (NETCONF). A Voucher Artifact for Bootstrapping Protocols This document defines a strategy to securely assign a pledge to an owner using an artifact signed, directly or indirectly, by the pledge's manufacturer. This artifact is known as a "voucher". This document defines an artifact format as a YANG-defined JSON document that has been signed using a Cryptographic Message Syntax (CMS) structure. Other YANG-derived formats are possible. The voucher artifact is normally generated by the pledge's manufacturer (i.e., the Manufacturer Authorized Signing Authority (MASA)). This document only defines the voucher artifact, leaving it to other documents to describe specialized protocols for accessing it. A Voucher Artifact for Bootstrapping Protocols Watsen Networks Sandelman Software Cisco Systems Futurewei Technologies Inc. Huawei This document defines a strategy to securely assign a pledge to an owner using an artifact signed, directly or indirectly, by the pledge's manufacturer. This artifact is known as a "voucher". This document defines an artifact format as a YANG-defined JSON or CBOR document that has been signed using a variety of cryptographic systems. The voucher artifact is normally generated by the pledge's manufacturer (i.e., the Manufacturer Authorized Signing Authority (MASA)). This document updates RFC8366, merging a number of extensions into the YANG. The RFC8995 voucher request is also merged into this document. The Transport Layer Security (TLS) Protocol Version 1.3 This document specifies version 1.3 of the Transport Layer Security (TLS) protocol. TLS allows client/server applications to communicate over the Internet in a way that is designed to prevent eavesdropping, tampering, and message forgery. This document updates RFCs 5705 and 6066, and obsoletes RFCs 5077, 5246, and 6961. This document also specifies new requirements for TLS 1.2 implementations. Concise Data Definition Language (CDDL): A Notational Convention to Express Concise Binary Object Representation (CBOR) and JSON Data Structures This document proposes a notational convention to express Concise Binary Object Representation (CBOR) data structures (RFC 7049). Its main goal is to provide an easy and unambiguous way to express structures for protocol messages and data formats that use CBOR or JSON. Concise Binary Object Representation (CBOR) The Concise Binary Object Representation (CBOR) is a data format whose design goals include the possibility of extremely small code size, fairly small message size, and extensibility without the need for version negotiation. These design goals make it different from earlier binary serializations such as ASN.1 and MessagePack. This document obsoletes RFC 7049, providing editorial improvements, new details, and errata fixes while keeping full compatibility with the interchange format of RFC 7049. It does not create a new version of the format. Bootstrapping Remote Secure Key Infrastructure (BRSKI) This document specifies automated bootstrapping of an Autonomic Control Plane. To do this, a Secure Key Infrastructure is bootstrapped. This is done using manufacturer-installed X.509 certificates, in combination with a manufacturer's authorizing service, both online and offline. We call this process the Bootstrapping Remote Secure Key Infrastructure (BRSKI) protocol. Bootstrapping a new device can occur when using a routable address and a cloud service, only link-local connectivity, or limited/disconnected networks. Support for deployment models with less stringent security requirements is included. Bootstrapping is complete when the cryptographic identity of the new key infrastructure is successfully deployed to the device. The established secure connection can be used to deploy a locally issued certificate to the device as well. Constrained Join Protocol (CoJP) for 6TiSCH This document describes the minimal framework required for a new device, called a "pledge", to securely join a 6TiSCH (IPv6 over the Time-Slotted Channel Hopping mode of IEEE 802.15.4) network. The framework requires that the pledge and the JRC (Join Registrar/Coordinator, a central entity), share a symmetric key. How this key is provisioned is out of scope of this document. Through a single CoAP (Constrained Application Protocol) request-response exchange secured by OSCORE (Object Security for Constrained RESTful Environments), the pledge requests admission into the network, and the JRC configures it with link-layer keying material and other parameters. The JRC may at any time update the parameters through another request-response exchange secured by OSCORE. This specification defines the Constrained Join Protocol and its CBOR (Concise Binary Object Representation) data structures, and it describes how to configure the rest of the 6TiSCH communication stack for this join process to occur in a secure manner. Additional security mechanisms may be added on top of this minimal framework. Encapsulation of 6TiSCH Join and Enrollment Information Elements In the Time-Slotted Channel Hopping (TSCH) mode of IEEE Std 802.15.4, opportunities for broadcasts are limited to specific times and specific channels. Routers in a TSCH network transmit Enhanced Beacon (EB) frames to announce the presence of the network. This document provides a mechanism by which additional information critical for new nodes (pledges) and long-sleeping nodes may be carried within the EB in order to conserve use of broadcast opportunities. CBOR Object Signing and Encryption (COSE): Structures and Process Concise Binary Object Representation (CBOR) is a data format designed for small code size and small message size. There is a need to be able to define basic security services for this data format. This document defines the CBOR Object Signing and Encryption (COSE) protocol. This specification describes how to create and process signatures, message authentication codes, and encryption using CBOR for serialization. This specification additionally describes how to represent cryptographic keys using CBOR. This document, along with RFC 9053, obsoletes RFC 8152. The Datagram Transport Layer Security (DTLS) Protocol Version 1.3 This document specifies version 1.3 of the Datagram Transport Layer Security (DTLS) protocol. DTLS 1.3 allows client/server applications to communicate over the Internet in a way that is designed to prevent eavesdropping, tampering, and message forgery. The DTLS 1.3 protocol is based on the Transport Layer Security (TLS) 1.3 protocol and provides equivalent security guarantees with the exception of order protection / non-replayability. Datagram semantics of the underlying transport are preserved by the DTLS protocol. This document obsoletes RFC 6347. EST-coaps: Enrollment over Secure Transport with the Secure Constrained Application Protocol Enrollment over Secure Transport (EST) is used as a certificate provisioning protocol over HTTPS. Low-resource devices often use the lightweight Constrained Application Protocol (CoAP) for message exchanges. This document defines how to transport EST payloads over secure CoAP (EST-coaps), which allows constrained devices to use existing EST functionality for provisioning certificates. CBOR Object Signing and Encryption (COSE): Header Parameters for Carrying and Referencing X.509 Certificates August Cellars The CBOR Object Signing and Encryption (COSE) message structure uses references to keys in general. For some algorithms, additional properties are defined that carry parameters relating to keys as needed. The COSE Key structure is used for transporting keys outside of COSE messages. This document extends the way that keys can be identified and transported by providing attributes that refer to or contain X.509 certificates. Service Identity in TLS independent Akamai Technologies Many application technologies enable secure communication between two entities by means of Transport Layer Security (TLS) with Internet Public Key Infrastructure Using X.509 (PKIX) certificates. This document specifies procedures for representing and verifying the identity of application services in such interactions. This document obsoletes RFC 6125. IEEE 802.1AR Secure Device Identifier Key words for use in RFCs to Indicate Requirement Levels In many standards track documents several words are used to signify the requirements in the specification. These words are often capitalized. This document defines these words as they should be interpreted in IETF documents. This document specifies an Internet Best Current Practices for the Internet Community, and requests discussion and suggestions for improvements. Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words RFC 2119 specifies common key words that may be used in protocol specifications. This document aims to reduce the ambiguity by clarifying that only UPPERCASE usage of the key words have the defined special meanings. Informative References Internet Control Message Protocol (ICMPv6) for the Internet Protocol Version 6 (IPv6) Specification This document describes the format of a set of control messages used in ICMPv6 (Internet Control Message Protocol). ICMPv6 is the Internet Control Message Protocol for Internet Protocol version 6 (IPv6). [STANDARDS-TRACK] Compression Format for IPv6 Datagrams over IEEE 802.15.4-Based Networks This document updates RFC 4944, "Transmission of IPv6 Packets over IEEE 802.15.4 Networks". This document specifies an IPv6 header compression format for IPv6 packet delivery in Low Power Wireless Personal Area Networks (6LoWPANs). The compression format relies on shared context to allow compression of arbitrary prefixes. How the information is maintained in that shared context is out of scope. This document specifies compression of multicast addresses and a framework for compressing next headers. UDP header compression is specified within this framework. [STANDARDS-TRACK] Constrained RESTful Environments (CoRE) Link Format This specification defines Web Linking using a link format for use by constrained web servers to describe hosted resources, their attributes, and other relationships between links. Based on the HTTP Link Header field defined in RFC 5988, the Constrained RESTful Environments (CoRE) Link Format is carried as a payload and is assigned an Internet media type. "RESTful" refers to the Representational State Transfer (REST) architecture. A well-known URI is defined as a default entry point for requesting the links hosted by a server. [STANDARDS-TRACK] Enrollment over Secure Transport This document profiles certificate enrollment for clients using Certificate Management over CMS (CMC) messages over a secure transport. This profile, called Enrollment over Secure Transport (EST), describes a simple, yet functional, certificate management protocol targeting Public Key Infrastructure (PKI) clients that need to acquire client certificates and associated Certification Authority (CA) certificates. It also supports client-generated public/private key pairs as well as key pairs generated by the CA. Terminology for Constrained-Node Networks The Internet Protocol Suite is increasingly used on small devices with severe constraints on power, memory, and processing resources, creating constrained-node networks. This document provides a number of basic terms that have been useful in the standardization work for constrained-node networks. GeneRic Autonomic Signaling Protocol (GRASP) This document specifies the GeneRic Autonomic Signaling Protocol (GRASP), which enables autonomic nodes and Autonomic Service Agents to dynamically discover peers, to synchronize state with each other, and to negotiate parameter settings with each other. GRASP depends on an external security environment that is described elsewhere. The technical objectives and parameters for specific application scenarios are to be described in separate documents. Appendices briefly discuss requirements for the protocol and existing protocols with comparable features. CBOR Object Signing and Encryption (COSE): Initial Algorithms Concise Binary Object Representation (CBOR) is a data format designed for small code size and small message size. There is a need to be able to define basic security services for this data format. This document defines a set of algorithms that can be used with the CBOR Object Signing and Encryption (COSE) protocol (RFC 9052). This document, along with RFC 9052, obsoletes RFC 8152. YANG Schema Item iDentifier (YANG SID) Trilliant Networks Inc. Acklio Google Switzerland GmbH Universität Bremen TZI Sandelman Software Works YANG Schema Item iDentifiers (YANG SID) are globally unique 63-bit unsigned integers used to identify YANG items, as a more compact method to identify YANG items that can be used for efficiency and in constrained environments (RFC 7228). This document defines the semantics, the registration, and assignment processes of YANG SIDs for IETF managed YANG modules. To enable the implementation of these processes, this document also defines a file format used to persist and publish assigned YANG SIDs. // The present version (-20) is intended to address all IESG // feedback. It has significantly progressed from -16, which was the // original submission to the IESG. Mesh Link Establishment Silicon Labs This document defines the mesh link establishment (MLE) protocol for establishing and configuring secure radio links in IEEE 802.15.4 radio mesh networks. MLE extends IEEE 802.15.4 for use in multihop mesh networks by adding three capabilities: 1) dynamically configuring and securing radio connections between neighboring devices, 2) enabling network-wide changes to shared radio parameters, and 3) allowing the determination of radio link quality prior to configuration. MLE operates below the routing layer, insulating it from the details of configuring, securing, and maintaining individual radio links within a larger mesh network. Definition of new tags for relations between RFCs Ericsson Kaloom An RFC can include a tag called "Updates" which can be used to link a new RFC to an existing RFC. On publication of such an RFC, the existing RFC will include an additional metadata tag called "Updated by" which provides a link to the new RFC. However, this tag pair is not well-defined and therefore it is currently used for multiple different purposes, which leads to confusion about the actual meaning of this tag and inconsistency in its use. This document recommends the discontinuation of the use of the updates/updated by tag pair, and instead proposes three new tag pairs that have well-defined meanings and use cases. Operatonal Considerations for Voucher infrastructure for BRSKI MASA Sandelman Software Works Huawei Technologies This document describes a number of operational modes that a BRSKI Manufacturer Authorized Signing Authority (MASA) may take on. Each mode is defined, and then each mode is given a relevance within an over applicability of what kind of organization the MASA is deployed into. This document does not change any protocol mechanisms. Constrained Join Proxy for Bootstrapping Protocols Sandelman Software Works vanderstok consultancy Cisco Systems This document extends the work of Bootstrapping Remote Secure Key Infrastructures (BRSKI) by replacing the (stateful) TLS Circuit proxy between Pledge and Registrar with a stateless or stateful Circuit proxy using CoAP which is called the constrained Join Proxy. The constrained Join Proxy is a mesh neighbor of the Pledge and can relay a DTLS session originating from a Pledge with only link-local addresses to a Registrar which is not a mesh neighbor of the Pledge. Like the BRSKI Circuit proxy, this constrained Join Proxy eliminates the need of Pledges to have routeable IP addresses before enrolment by utilizing link-local addresses. Use of the constrained Join Proxy also eliminates the need of the Pledge to authenticate to the network or perform network-wide Registrar discover before enrolment. Ephemeral Diffie-Hellman Over COSE (EDHOC) Ericsson AB Ericsson AB Ericsson AB This document specifies Ephemeral Diffie-Hellman Over COSE (EDHOC), a very compact and lightweight authenticated Diffie-Hellman key exchange with ephemeral keys. EDHOC provides mutual authentication, forward secrecy, and identity protection. EDHOC is intended for usage in constrained scenarios and a main use case is to establish an OSCORE security context. By reusing COSE for cryptography, CBOR for encoding, and CoAP for transport, the additional code size can be kept very low. JWS signed Voucher Artifacts for Bootstrapping Protocols Siemens AG Sandelman Software Works [RFC8366] defines a digital artifact called voucher as a YANG-defined JSON document that is signed using a Cryptographic Message Syntax (CMS) structure. This document introduces a variant of the voucher artifact in which CMS is replaced by the JSON Object Signing and Encryption (JOSE) mechanism described in [RFC7515] to support deployments in which JOSE is preferred over CMS. In addition to explaining how the format is created, the "application/voucher-jws+json" media type is registered and examples are provided. CBOR Object Signing and Encryption (COSE) registry Thread support page, White Papers Remote ATtestation procedureS (RATS) Architecture Fraunhofer SIT Microsoft Sandelman Software Works Intel Corporation Huawei Technologies In network protocol exchanges, it is often useful for one end of a communication to know whether the other end is in an intended operating state. This document provides an architectural overview of the entities involved that make such tests possible through the process of generating, conveying, and evaluating evidentiary Claims. It provides a model that is neutral toward processor architectures, the content of Claims, and protocols.

Library Support for BRSKI For the implementation of BRSKI, the use of a software library to manipulate certificates and use crypto algorithms is often beneficial. Two C-based examples are OpenSSL and mbedtls. Others more targeted to specific platforms or languages exist. It is important to realize that the library interfaces differ significantly between libraries. Libraries do not support all known crypto algorithms. Before deciding on a library, it is important to look at their supported crypto algorithms and the roadmap for future support. Apart from availability, the library footprint, and the required execution cycles should be investigated beforehand. The handling of certificates usually includes the checking of a certificate chain. In some libraries, chains are constructed and verified on the basis of a set of certificates, the trust anchor (usually self signed root CA), and the target certificate. In other libraries, the chain must be constructed beforehand and obey order criteria. Verification always includes the checking of the signatures. Less frequent is the checking the validity of the dates or checking the existence of a revoked certificate in the chain against a set of revoked certificates. Checking the chain on the consistency of the certificate extensions which specify the use of the certificate usually needs to be programmed explicitly. A libary can be used to construct a (D)TLS connection. It is useful to realize that differences beetween (D)TLS implementations will occur due to the differences in the certicate checks supported by the library. On top of that, checks between client and server certificates enforced by (D)TLS are not always helpful for a BRSKI implementation. For example, the certificates of Pledge and Registrar are usually not related when the BRSKI protocol is started. It must be verified that checks on the relation between client and server certificates do not hamper a succeful DTLS connection establishment.

OpensSSL From openssl's apps/verify.c : X509 *x = NULL; int i = 0, ret = 0; X509_STORE_CTX *csc; STACK_OF(X509) *chain = NULL; int num_untrusted; x = load_cert(file, "certificate file"); if (x == NULL) goto end; csc = X509_STORE_CTX_new(); if (csc == NULL) { BIO_printf(bio_err, "error %s: X.509 store context" "allocation failed\n", (file == NULL) ? "stdin" : file); goto end; } X509_STORE_set_flags(ctx, vflags); if (!X509_STORE_CTX_init(csc, ctx, x, uchain)) { X509_STORE_CTX_free(csc); BIO_printf(bio_err, "error %s: X.509 store context" "initialization failed\n", (file == NULL) ? "stdin" : file); goto end; } if (tchain != NULL) X509_STORE_CTX_set0_trusted_stack(csc, tchain); if (crls != NULL) X509_STORE_CTX_set0_crls(csc, crls); i = X509_verify_cert(csc); X509_STORE_CTX_free(csc);

]]>


      
        mbedTLS


    
      Constrained BRSKI-EST Message Examples
      This appendix extends the message examples from Appendix A of  with constrained BRSKI messages.
The CoAP headers are only fully worked out for the first example, enrollstatus.
      
        enrollstatus
        A coaps enrollstatus message from Pledge to Registrar can be as follows:
        
]]>
        The corresponding CoAP header fields for this request are shown below.
        
        The Uri-Host and Uri-Port Options are omitted because they coincide with the transport protocol (UDP) destination address and port respectively.
        The above binary CBOR enrollstatus payload looks as follows in CBOR diagnostic notation, for the case of enrollment success:
        
        Alternatively the payload could look as follows in case of enrollment failure, using the reason field to describe the failure:
        "
  }
]]>
        To indicate successful reception of the enrollmentstatus telemetry report, a response from the Registrar may then be:
        
        Which in case of a piggybacked response has the following CoAP header fields:
        
      
      
        voucher_status
        A coaps voucher_status message from Pledge to Registrar can be as follows:
        
        The request payload above is binary CBOR but represented here in hexadecimal for readability. Below is the equivalent CBOR diagnostic format.
        
        A success response without payload will then be sent by the Registrar back to the Pledge to indicate reception of the telemetry report:
        
      
    
    
      COSE-signed Voucher (Request) Examples
      This appendix provides examples of COSE-signed voucher requests and vouchers. First, the used test keys and certificates are described, followed by examples of
a constrained PVR, RVR and voucher.
      
        Pledge, Registrar and MASA Keys
        This section documents the public and private keys used for all examples in this appendix. These keys are not used in any
production system, and must only be used for testing purposes.
        
          Pledge IDevID private key
          
-----BEGIN EC PRIVATE KEY-----
MHcCAQEEIMv+C4dbzeyrEH20qkpFlWIH2FFACGZv9kW7rNWtSlYtoAoGCCqGSM49
AwEHoUQDQgAESH6OUiYFRhfIgWl4GG8jHoj8a+8rf6t5s1mZ/4SePlKom39GQ34p
VYryJ9aHmboLLfz69bzICQFKbkoQ5oaiew==
-----END EC PRIVATE KEY-----

]]>
          
Private-Key: (256 bit)
priv:
    cb:fe:0b:87:5b:cd:ec:ab:10:7d:b4:aa:4a:45:95:
    62:07:d8:51:40:08:66:6f:f6:45:bb:ac:d5:ad:4a:
    56:2d
pub:
    04:48:7e:8e:52:26:05:46:17:c8:81:69:78:18:6f:
    23:1e:88:fc:6b:ef:2b:7f:ab:79:b3:59:99:ff:84:
    9e:3e:52:a8:9b:7f:46:43:7e:29:55:8a:f2:27:d6:
    87:99:ba:0b:2d:fc:fa:f5:bc:c8:09:01:4a:6e:4a:
    10:e6:86:a2:7b
ASN1 OID: prime256v1
NIST CURVE: P-256


]]>
        

        
          Registrar private key
          
-----BEGIN PRIVATE KEY-----
MIGHAgEAMBMGByqGSM49AgEGCCqGSM49AwEHBG0wawIBAQQgYJ/MP0dWA9BkYd4W
s6oRY62hDddaEmrAVm5dtAXE/UGhRANCAAQgMIVb6EaRCz7LFcr4Vy0+tWW9xlSh
Xvr27euqi54WCMXJEMk6IIaPyFBNNw8bJvqXWfZ5g7t4hj7amsvqUST2
-----END PRIVATE KEY-----

]]>
          
Private-Key: (256 bit)
priv:
    60:9f:cc:3f:47:56:03:d0:64:61:de:16:b3:aa:11:
    63:ad:a1:0d:d7:5a:12:6a:c0:56:6e:5d:b4:05:c4:
    fd:41
pub:
    04:20:30:85:5b:e8:46:91:0b:3e:cb:15:ca:f8:57:
    2d:3e:b5:65:bd:c6:54:a1:5e:fa:f6:ed:eb:aa:8b:
    9e:16:08:c5:c9:10:c9:3a:20:86:8f:c8:50:4d:37:
    0f:1b:26:fa:97:59:f6:79:83:bb:78:86:3e:da:9a:
    cb:ea:51:24:f6
ASN1 OID: prime256v1
NIST CURVE: P-256


]]>
        

        
          MASA private key
          
-----BEGIN PRIVATE KEY-----
MIGHAgEAMBMGByqGSM49AgEGCCqGSM49AwEHBG0wawIBAQQgrbJ1oU+HIJ2SWYAk
DkBTL+YNPxQG+gwsMsZB94N8mZ2hRANCAASS9NVlWJdztwNY81yPlH2UODYWhlYA
ZfsqnEPSFZKnq8mq8gF78ZVbYi6q2FEg8kkORY/rpIU/X7SQsRuD+wMW
-----END PRIVATE KEY-----

]]>
          
Private-Key: (256 bit)
priv:
    ad:b2:75:a1:4f:87:20:9d:92:59:80:24:0e:40:53:
    2f:e6:0d:3f:14:06:fa:0c:2c:32:c6:41:f7:83:7c:
    99:9d
pub:
    04:92:f4:d5:65:58:97:73:b7:03:58:f3:5c:8f:94:
    7d:94:38:36:16:86:56:00:65:fb:2a:9c:43:d2:15:
    92:a7:ab:c9:aa:f2:01:7b:f1:95:5b:62:2e:aa:d8:
    51:20:f2:49:0e:45:8f:eb:a4:85:3f:5f:b4:90:b1:
    1b:83:fb:03:16
ASN1 OID: prime256v1
NIST CURVE: P-256


]]>
        

      

      
        Pledge, Registrar, Domain CA and MASA Certificates
        All keys and certificates used for the examples have been generated with OpenSSL - see  for more details on certificate generation.
Below the certificates are listed that accompany the keys shown above. Each certificate description is followed by the hexadecimal representation of the X.509 ASN.1 DER encoded certificate.
This representation can be for example decoded using an online ASN.1 decoder.
        
          Pledge IDevID Certificate
          
Certificate:
Data:
 Version: 3 (0x2)
 Serial Number: 32429 (0x7ead)
 Signature Algorithm: ecdsa-with-SHA256
 Issuer: CN = masa.stok.nl, O = vanderstok, L = Helmond, 
         C = NL
 Validity
   Not Before: Dec  9 12:50:47 2022 GMT
   Not After : Dec 31 12:50:47 9999 GMT
 Subject: CN = Stok IoT sensor Y-42, serialNumber = JADA123456789
 Subject Public Key Info:
   Public Key Algorithm: id-ecPublicKey
     Public-Key: (256 bit)
     pub:
       04:48:7e:8e:52:26:05:46:17:c8:81:69:78:18:6f:
       23:1e:88:fc:6b:ef:2b:7f:ab:79:b3:59:99:ff:84:
       9e:3e:52:a8:9b:7f:46:43:7e:29:55:8a:f2:27:d6:
       87:99:ba:0b:2d:fc:fa:f5:bc:c8:09:01:4a:6e:4a:
       10:e6:86:a2:7b
     ASN1 OID: prime256v1
     NIST CURVE: P-256
 X509v3 extensions:
   X509v3 Key Usage: critical
     Digital Signature, Non Repudiation, Key Encipherment, 
             Data Encipherment
   X509v3 Basic Constraints: 
     CA:FALSE
   X509v3 Authority Key Identifier: 
     CB:8D:98:CA:74:C5:1B:58:DD:E7:AC:EF:86:9A:94:43:A8:D6:66:A6
   1.3.6.1.5.5.7.1.32: 
      hl=2 l=  12 prim: IA5STRING     :masa.stok.nl

Signature Algorithm: ecdsa-with-SHA256
Signature Value:
 30:45:02:20:4d:89:90:7e:03:fb:52:56:42:0c:3f:c1:b1:f1:
 47:b5:b3:93:65:45:2e:be:50:db:67:85:8f:23:89:a2:3f:9e:
 02:21:00:95:33:69:d1:c6:db:f0:f1:f6:52:24:59:d3:0a:95:
 4e:b2:f4:96:a1:31:3c:7b:d9:2f:28:b3:29:71:bb:60:df


]]>
          Below is the hexadecimal representation of the binary X.509 DER-encoded certificate:
          
308201CE30820174A00302010202027EAD300A06082A8648CE3D040302304B31
15301306035504030C0C6D6173612E73746F6B2E6E6C31133011060355040A0C
0A76616E64657273746F6B3110300E06035504070C0748656C6D6F6E64310B30
09060355040613024E4C3020170D3232313230393132353034375A180F393939
39313233313132353034375A3037311D301B06035504030C1453746F6B20496F
542073656E736F7220592D3432311630140603550405130D4A41444131323334
35363738393059301306072A8648CE3D020106082A8648CE3D03010703420004
487E8E5226054617C8816978186F231E88FC6BEF2B7FAB79B35999FF849E3E52
A89B7F46437E29558AF227D68799BA0B2DFCFAF5BCC809014A6E4A10E686A27B
A35A3058300E0603551D0F0101FF0404030204F030090603551D130402300030
1F0603551D23041830168014CB8D98CA74C51B58DDE7ACEF869A9443A8D666A6
301A06082B06010505070120040E160C6D6173612E73746F6B2E6E6C300A0608
2A8648CE3D040302034800304502204D89907E03FB5256420C3FC1B1F147B5B3
9365452EBE50DB67858F2389A23F9E022100953369D1C6DBF0F1F6522459D30A
954EB2F496A1313C7BD92F28B32971BB60DF


]]>
        

        
          Registrar Certificate
          
Certificate:
Data:
 Version: 3 (0x2)
 Serial Number:
   c3:f6:21:49:b2:e3:0e:3e
 Signature Algorithm: ecdsa-with-SHA256
 Issuer: CN = Custom-ER Global CA, OU = IT, O = "Custom-ER, Inc.", 
         L = San Jose, ST = CA, C = US
 Validity
   Not Before: Dec  9 12:50:47 2022 GMT
   Not After : Dec  8 12:50:47 2025 GMT
 Subject: CN = Custom-ER Registrar, OU = Office dept, O = "Custom-ER, 
         Inc.", L = Ottowa, ST = ON, C = CA
 Subject Public Key Info:
   Public Key Algorithm: id-ecPublicKey
     Public-Key: (256 bit)
     pub:
       04:20:30:85:5b:e8:46:91:0b:3e:cb:15:ca:f8:57:
       2d:3e:b5:65:bd:c6:54:a1:5e:fa:f6:ed:eb:aa:8b:
       9e:16:08:c5:c9:10:c9:3a:20:86:8f:c8:50:4d:37:
       0f:1b:26:fa:97:59:f6:79:83:bb:78:86:3e:da:9a:
       cb:ea:51:24:f6
     ASN1 OID: prime256v1
     NIST CURVE: P-256
 X509v3 extensions:
   X509v3 Key Usage: critical
     Digital Signature, Non Repudiation, Key Encipherment, 
             Data Encipherment
   X509v3 Basic Constraints: 
     CA:FALSE
   X509v3 Subject Key Identifier: 
     C9:08:0B:38:7D:8D:D8:5B:3A:59:E7:EC:10:0B:86:63:93:A9:CA:4C
   X509v3 Authority Key Identifier: 
     92:EA:76:40:40:4A:8F:AB:4F:27:0B:F3:BC:37:9D:86:CD:72:80:F8
   X509v3 Extended Key Usage: critical
     CMC Registration Authority, TLS Web Server Authentication, 
             TLS Web Client Authentication
Signature Algorithm: ecdsa-with-SHA256
Signature Value:
 30:45:02:21:00:d8:4a:7c:69:2f:f9:58:6e:82:22:87:18:f6:
 3b:c3:05:f0:ae:b8:ae:ec:42:78:82:38:79:81:2a:5d:15:61:
 64:02:20:08:f2:3c:13:69:13:b0:2c:e2:63:09:d5:99:4f:eb:
 75:70:af:af:ed:98:cd:f1:12:11:c0:37:f7:18:4d:c1:9d


]]>
          Below is the hexadecimal representation of the binary X.509 DER-encoded certificate:
          
3082026D30820213A003020102020900C3F62149B2E30E3E300A06082A8648CE
3D0403023072311C301A06035504030C13437573746F6D2D455220476C6F6261
6C204341310B3009060355040B0C02495431183016060355040A0C0F43757374
6F6D2D45522C20496E632E3111300F06035504070C0853616E204A6F7365310B
300906035504080C024341310B3009060355040613025553301E170D32323132
30393132353034375A170D3235313230383132353034375A3079311C301A0603
5504030C13437573746F6D2D4552205265676973747261723114301206035504
0B0C0B4F6666696365206465707431183016060355040A0C0F437573746F6D2D
45522C20496E632E310F300D06035504070C064F74746F7761310B3009060355
04080C024F4E310B30090603550406130243413059301306072A8648CE3D0201
06082A8648CE3D030107034200042030855BE846910B3ECB15CAF8572D3EB565
BDC654A15EFAF6EDEBAA8B9E1608C5C910C93A20868FC8504D370F1B26FA9759
F67983BB78863EDA9ACBEA5124F6A3818A308187300E0603551D0F0101FF0404
030204F030090603551D1304023000301D0603551D0E04160414C9080B387D8D
D85B3A59E7EC100B866393A9CA4C301F0603551D2304183016801492EA764040
4A8FAB4F270BF3BC379D86CD7280F8302A0603551D250101FF0420301E06082B
0601050507031C06082B0601050507030106082B06010505070302300A06082A
8648CE3D0403020348003045022100D84A7C692FF9586E82228718F63BC305F0
AEB8AEEC4278823879812A5D156164022008F23C136913B02CE26309D5994FEB
7570AFAFED98CDF11211C037F7184DC19D


]]>
        

        
          Domain CA Certificate
          The Domain CA certificate is the CA of the customer's domain. It has signed the Registrar (RA) certificate.
          
Certificate:
Data:
 Version: 3 (0x2)
 Serial Number: 3092288576548618702 (0x2aea0413a42dc1ce)
 Signature Algorithm: ecdsa-with-SHA256
 Issuer: CN = Custom-ER Global CA, OU = IT, O = "Custom-ER, Inc.", 
         L = San Jose, ST = CA, C = US
 Validity
   Not Before: Dec  9 12:50:47 2022 GMT
   Not After : Dec  6 12:50:47 2032 GMT
 Subject: CN = Custom-ER Global CA, OU = IT, O = "Custom-ER, Inc.", 
         L = San Jose, ST = CA, C = US
 Subject Public Key Info:
   Public Key Algorithm: id-ecPublicKey
     Public-Key: (256 bit)
     pub:
       04:97:b1:ed:96:91:64:93:09:85:bb:b8:ac:9a:2a:
       f9:45:5c:df:ee:a4:b1:1d:e2:e7:9d:06:8b:fa:80:
       39:26:b4:00:52:51:b3:4f:1c:08:15:a4:cb:e0:3f:
       bd:1b:bc:b6:35:f6:43:1a:22:de:78:65:3b:87:b9:
       95:37:ec:e1:6c
     ASN1 OID: prime256v1
     NIST CURVE: P-256
 X509v3 extensions:
   X509v3 Subject Alternative Name: 
     email:help@custom-er.example.com
   X509v3 Key Usage: critical
     Digital Signature, Certificate Sign, CRL Sign
   X509v3 Basic Constraints: critical
     CA:TRUE
   X509v3 Subject Key Identifier: 
     92:EA:76:40:40:4A:8F:AB:4F:27:0B:F3:BC:37:9D:86:CD:72:80:F8
Signature Algorithm: ecdsa-with-SHA256
Signature Value:
 30:44:02:20:66:15:df:c3:70:11:f6:73:78:d8:fd:1c:2a:3f:
 bd:d1:3f:51:f6:b6:6f:2d:7c:e2:7a:13:18:21:bb:70:f0:c0:
 02:20:69:86:d8:d2:28:b2:92:6e:23:9e:19:0b:8f:18:25:c9:
 c1:4c:67:95:ff:a0:b3:24:bd:4d:ac:2e:cb:68:d7:13


]]>
          Below is the hexadecimal representation of the binary X.509 DER-encoded certificate:
          
30820242308201E9A00302010202082AEA0413A42DC1CE300A06082A8648CE3D
0403023072311C301A06035504030C13437573746F6D2D455220476C6F62616C
204341310B3009060355040B0C02495431183016060355040A0C0F437573746F
6D2D45522C20496E632E3111300F06035504070C0853616E204A6F7365310B30
0906035504080C024341310B3009060355040613025553301E170D3232313230
393132353034375A170D3332313230363132353034375A3072311C301A060355
04030C13437573746F6D2D455220476C6F62616C204341310B3009060355040B
0C02495431183016060355040A0C0F437573746F6D2D45522C20496E632E3111
300F06035504070C0853616E204A6F7365310B300906035504080C024341310B
30090603550406130255533059301306072A8648CE3D020106082A8648CE3D03
01070342000497B1ED969164930985BBB8AC9A2AF9455CDFEEA4B11DE2E79D06
8BFA803926B4005251B34F1C0815A4CBE03FBD1BBCB635F6431A22DE78653B87
B99537ECE16CA369306730250603551D11041E301C811A68656C704063757374
6F6D2D65722E6578616D706C652E636F6D300E0603551D0F0101FF0404030201
86300F0603551D130101FF040530030101FF301D0603551D0E0416041492EA76
40404A8FAB4F270BF3BC379D86CD7280F8300A06082A8648CE3D040302034700
304402206615DFC37011F67378D8FD1C2A3FBDD13F51F6B66F2D7CE27A131821
BB70F0C002206986D8D228B2926E239E190B8F1825C9C14C6795FFA0B324BD4D
AC2ECB68D713


]]>
        

        
          MASA Certificate
          The MASA CA certificate is the CA that signed the Pledge's IDevID certificate.
          
Certificate:
Data:
 Version: 3 (0x2)
 Serial Number:
   e3:9c:da:17:e1:38:6a:0a
 Signature Algorithm: ecdsa-with-SHA256
 Issuer: CN = masa.stok.nl, O = vanderstok, L = Helmond, 
         C = NL
 Validity
   Not Before: Dec  9 12:50:47 2022 GMT
   Not After : Dec  6 12:50:47 2032 GMT
 Subject: CN = masa.stok.nl, O = vanderstok, L = Helmond, 
         C = NL
 Subject Public Key Info:
   Public Key Algorithm: id-ecPublicKey
     Public-Key: (256 bit)
     pub:
       04:92:f4:d5:65:58:97:73:b7:03:58:f3:5c:8f:94:
       7d:94:38:36:16:86:56:00:65:fb:2a:9c:43:d2:15:
       92:a7:ab:c9:aa:f2:01:7b:f1:95:5b:62:2e:aa:d8:
       51:20:f2:49:0e:45:8f:eb:a4:85:3f:5f:b4:90:b1:
       1b:83:fb:03:16
     ASN1 OID: prime256v1
     NIST CURVE: P-256
 X509v3 extensions:
   X509v3 Subject Alternative Name: 
     email:info@masa.stok.nl
   X509v3 Key Usage: critical
     Digital Signature, Certificate Sign, CRL Sign
   X509v3 Basic Constraints: critical
     CA:TRUE, pathlen:3
   X509v3 Subject Key Identifier: 
     CB:8D:98:CA:74:C5:1B:58:DD:E7:AC:EF:86:9A:94:43:A8:D6:66:A6
Signature Algorithm: ecdsa-with-SHA256
Signature Value:
 30:46:02:21:00:94:3f:a5:26:51:68:16:38:5b:78:9a:d8:c3:
 af:8e:49:28:22:60:56:26:43:4a:14:98:3e:e1:e4:81:ad:ca:
 1b:02:21:00:ba:4d:aa:fd:fa:68:42:74:03:2b:a8:41:6b:e2:
 90:0c:9e:7b:b8:c0:9c:f7:0e:3f:b4:36:8a:b3:9c:3e:31:0e


]]>
          Below is the hexadecimal representation of the binary X.509 DER-encoded certificate:
          
308201F130820196A003020102020900E39CDA17E1386A0A300A06082A8648CE
3D040302304B3115301306035504030C0C6D6173612E73746F6B2E6E6C311330
11060355040A0C0A76616E64657273746F6B3110300E06035504070C0748656C
6D6F6E64310B3009060355040613024E4C301E170D3232313230393132353034
375A170D3332313230363132353034375A304B3115301306035504030C0C6D61
73612E73746F6B2E6E6C31133011060355040A0C0A76616E64657273746F6B31
10300E06035504070C0748656C6D6F6E64310B3009060355040613024E4C3059
301306072A8648CE3D020106082A8648CE3D0301070342000492F4D565589773
B70358F35C8F947D9438361686560065FB2A9C43D21592A7ABC9AAF2017BF195
5B622EAAD85120F2490E458FEBA4853F5FB490B11B83FB0316A3633061301C06
03551D11041530138111696E666F406D6173612E73746F6B2E6E6C300E060355
1D0F0101FF04040302018630120603551D130101FF040830060101FF02010330
1D0603551D0E04160414CB8D98CA74C51B58DDE7ACEF869A9443A8D666A6300A
06082A8648CE3D0403020349003046022100943FA526516816385B789AD8C3AF
8E492822605626434A14983EE1E481ADCA1B022100BA4DAAFDFA684274032BA8
416BE2900C9E7BB8C09CF70E3FB4368AB39C3E310E


]]>
        

      

      
        COSE-signed Pledge Voucher Request (PVR)
        In this example, the voucher request (PVR) has been signed by the Pledge using the IDevID private key of ,
and has been sent to the link-local constrained Join Proxy (JP) over CoAPS to the JP's join port. The join port happens to
use the default CoAPS UDP port 5684.
        
]]>
        When the Join Proxy receives the DTLS handshake messages from the Pledge, it will relay these messages to the Registrar.
The payload signed_voucher_request is shown as hexadecimal dump (with lf added) below:
        
D28443A10126A0587EA11909C5A40102074823BFBBC9C2BCF2130C585B305930
1306072A8648CE3D020106082A8648CE3D030107034200042030855BE846910B
3ECB15CAF8572D3EB565BDC654A15EFAF6EDEBAA8B9E1608C5C910C93A20868F
C8504D370F1B26FA9759F67983BB78863EDA9ACBEA5124F60D6D4A4144413132
33343536373839584068987DE8B007F4E9416610BBE2D48E1D7EA1032092B8BF
CE611421950F45B22F17E214820C07E777ADF86175E25D3205568404C25FCEEC
1B817C7861A6104B3D


]]>
        The representiation of signed_pvr in CBOR diagnostic format (with lf added) is:
        
18([h'A10126', {}, h'A11909C5A40102074823BFBBC9C2BCF2130C585B3059301
306072A8648CE3D020106082A8648CE3D030107034200042030855BE846910B3ECB1
5CAF8572D3EB565BDC654A15EFAF6EDEBAA8B9E1608C5C910C93A20868FC8504D370
F1B26FA9759F67983BB78863EDA9ACBEA5124F60D6D4A41444131323334353637383
9', h'68987DE8B007F4E9416610BBE2D48E1D7EA1032092B8BFCE611421950F45B2
2F17E214820C07E777ADF86175E25D3205568404C25FCEEC1B817C7861A6104B3D']
)


]]>
        The COSE payload is the PVR, encoded as a CBOR byte string. The diagnostic representation of it is shown below:
        
{2501: {1: 2, 7: h'23BFBBC9C2BCF213', 12: h'3059301306072A8648CE3D02
0106082A8648CE3D030107034200042030855BE846910B3ECB15CAF8572D3EB565BD
C654A15EFAF6EDEBAA8B9E1608C5C910C93A20868FC8504D370F1B26FA9759F67983
BB78863EDA9ACBEA5124F6', 13: "JADA123456789"}}


]]>
        The Pledge uses the "proximity" (key '1', SID 2502, enum value 2) assertion together with an included
proximity-registrar-pubk field (key '12', SID 2513) to inform MASA about its proximity to the specific Registrar.
      

      
        COSE-signed Registrar Voucher Request (RVR)
        In this example the Registrar's voucher request has been signed by the JRC (Registrar) using the private key from
.  Contained within this voucher request is the voucher request PVR that was made by the Pledge to JRC.
Note that the RVR uses the HTTPS protocol (not CoAP) and corresponding long URI path names as defined in .
The Content-Type and Accept headers indicate the constrained voucher format that is defined in the present document.
Because the Pledge used this format in the PVR, the JRC must also use this format in the RVR.
        
]]>
        The payload signed_rvr is shown as hexadecimal dump (with lf added):
        
D28443A10126A11820825902843082028030820225A003020102020900C3F621
49B2E30E3E300A06082A8648CE3D0403023072311C301A06035504030C134375
73746F6D2D455220476C6F62616C204341310B3009060355040B0C0249543118
3016060355040A0C0F437573746F6D2D45522C20496E632E3111300F06035504
070C0853616E204A6F7365310B300906035504080C024341310B300906035504
0613025553301E170D3232313230363131333735395A170D3235313230353131
333735395A30818D3131302F06035504030C28437573746F6D2D455220436F6D
6D65726369616C204275696C64696E6773205265676973747261723113301106
0355040B0C0A4F6666696365206F707331183016060355040A0C0F437573746F
6D2D45522C20496E632E310F300D06035504070C064F74746F7761310B300906
035504080C024F4E310B30090603550406130243413059301306072A8648CE3D
020106082A8648CE3D030107034200042030855BE846910B3ECB15CAF8572D3E
B565BDC654A15EFAF6EDEBAA8B9E1608C5C910C93A20868FC8504D370F1B26FA
9759F67983BB78863EDA9ACBEA5124F6A3818730818430090603551D13040230
00300B0603551D0F0404030204F0301D0603551D0E04160414C9080B387D8DD8
5B3A59E7EC100B866393A9CA4C301F0603551D2304183016801492EA7640404A
8FAB4F270BF3BC379D86CD7280F8302A0603551D250101FF0420301E06082B06
01050507031C06082B0601050507030106082B06010505070302300A06082A86
48CE3D040302034900304602210091A2033692EB81503D53505FFC8DA326B1EE
7DEA96F29174F0B3341A07812201022100FF7339288108B712F418530A18025A
895408CC45E0BB678B46FBAB37DDB4D36B59024730820243308201E9A0030201
0202082AEA0413A42DC1CE300A06082A8648CE3D0403023072311C301A060355
04030C13437573746F6D2D455220476C6F62616C204341310B3009060355040B
0C02495431183016060355040A0C0F437573746F6D2D45522C20496E632E3111
300F06035504070C0853616E204A6F7365310B300906035504080C024341310B
3009060355040613025553301E170D3232313230363131333735395A170D3332
313230333131333735395A3072311C301A06035504030C13437573746F6D2D45
5220476C6F62616C204341310B3009060355040B0C0249543118301606035504
0A0C0F437573746F6D2D45522C20496E632E3111300F06035504070C0853616E
204A6F7365310B300906035504080C024341310B300906035504061302555330
59301306072A8648CE3D020106082A8648CE3D0301070342000497B1ED969164
930985BBB8AC9A2AF9455CDFEEA4B11DE2E79D068BFA803926B4005251B34F1C
0815A4CBE03FBD1BBCB635F6431A22DE78653B87B99537ECE16CA3693067300F
0603551D130101FF040530030101FF30250603551D11041E301C811A68656C70
40637573746F6D2D65722E6578616D706C652E636F6D300E0603551D0F0101FF
040403020186301D0603551D0E0416041492EA7640404A8FAB4F270BF3BC379D
86CD7280F8300A06082A8648CE3D0403020348003045022100D6D813B390BD3A
7B4E85424BCB1ED933AD1E981F2817B59083DD6EC1C5E3FADF02202CEE440619
2BC767E98D7CFAE044C6807481AD8564A7D569DCA3D1CDF1E5E843590124A119
09C5A60102027818323032322D31322D30365432303A30343A31352E3735345A
05581A041830168014CB8D98CA74C51B58DDE7ACEF869A9443A8D666A6074823
BFBBC9C2BCF2130958C9D28443A10126A0587EA11909C5A40102074823BFBBC9
C2BCF2130C585B3059301306072A8648CE3D020106082A8648CE3D0301070342
00042030855BE846910B3ECB15CAF8572D3EB565BDC654A15EFAF6EDEBAA8B9E
1608C5C910C93A20868FC8504D370F1B26FA9759F67983BB78863EDA9ACBEA51
24F60D6D4A414441313233343536373839584068987DE8B007F4E9416610BBE2
D48E1D7EA1032092B8BFCE611421950F45B22F17E214820C07E777ADF86175E2
5D3205568404C25FCEEC1B817C7861A6104B3D0D6D4A41444131323334353637
38395840B1DD40B10787437588AEAC9036899191C16CCDBECA31C197855CCB6B
BA142D709FE329CBC3F76297D6063ACB6759EAB98E96EA4C4AA2135AA48A247B
AC1D6A3F


]]>
        The representiation of signed_rvr in CBOR diagnostic format (with lf added) is:
        
18([h'A10126', {32: [h'3082028030820225A003020102020900C3F62149B2E30
E3E300A06082A8648CE3D0403023072311C301A06035504030C13437573746F6D2D4
55220476C6F62616C204341310B3009060355040B0C02495431183016060355040A0
C0F437573746F6D2D45522C20496E632E3111300F06035504070C0853616E204A6F7
365310B300906035504080C024341310B3009060355040613025553301E170D32323
13230363131333735395A170D3235313230353131333735395A30818D3131302F060
35504030C28437573746F6D2D455220436F6D6D65726369616C204275696C64696E6
7732052656769737472617231133011060355040B0C0A4F6666696365206F7073311
83016060355040A0C0F437573746F6D2D45522C20496E632E310F300D06035504070
C064F74746F7761310B300906035504080C024F4E310B30090603550406130243413
059301306072A8648CE3D020106082A8648CE3D030107034200042030855BE846910
B3ECB15CAF8572D3EB565BDC654A15EFAF6EDEBAA8B9E1608C5C910C93A20868FC85
04D370F1B26FA9759F67983BB78863EDA9ACBEA5124F6A3818730818430090603551
D1304023000300B0603551D0F0404030204F0301D0603551D0E04160414C9080B387
D8DD85B3A59E7EC100B866393A9CA4C301F0603551D2304183016801492EA7640404
A8FAB4F270BF3BC379D86CD7280F8302A0603551D250101FF0420301E06082B06010
50507031C06082B0601050507030106082B06010505070302300A06082A8648CE3D0
40302034900304602210091A2033692EB81503D53505FFC8DA326B1EE7DEA96F2917
4F0B3341A07812201022100FF7339288108B712F418530A18025A895408CC45E0BB6
78B46FBAB37DDB4D36B', h'30820243308201E9A00302010202082AEA0413A42DC1
CE300A06082A8648CE3D0403023072311C301A06035504030C13437573746F6D2D45
5220476C6F62616C204341310B3009060355040B0C02495431183016060355040A0C
0F437573746F6D2D45522C20496E632E3111300F06035504070C0853616E204A6F73
65310B300906035504080C024341310B3009060355040613025553301E170D323231
3230363131333735395A170D3332313230333131333735395A3072311C301A060355
04030C13437573746F6D2D455220476C6F62616C204341310B3009060355040B0C02
495431183016060355040A0C0F437573746F6D2D45522C20496E632E3111300F0603
5504070C0853616E204A6F7365310B300906035504080C024341310B300906035504
06130255533059301306072A8648CE3D020106082A8648CE3D0301070342000497B1
ED969164930985BBB8AC9A2AF9455CDFEEA4B11DE2E79D068BFA803926B4005251B3
4F1C0815A4CBE03FBD1BBCB635F6431A22DE78653B87B99537ECE16CA3693067300F
0603551D130101FF040530030101FF30250603551D11041E301C811A68656C704063
7573746F6D2D65722E6578616D706C652E636F6D300E0603551D0F0101FF04040302
0186301D0603551D0E0416041492EA7640404A8FAB4F270BF3BC379D86CD7280F830
0A06082A8648CE3D0403020348003045022100D6D813B390BD3A7B4E85424BCB1ED9
33AD1E981F2817B59083DD6EC1C5E3FADF02202CEE4406192BC767E98D7CFAE044C6
807481AD8564A7D569DCA3D1CDF1E5E843']}, h'A11909C5A601020278183230323
22D31322D30365432303A30343A31352E3735345A05581A041830168014CB8D98CA7
4C51B58DDE7ACEF869A9443A8D666A6074823BFBBC9C2BCF2130958C9D28443A1012
6A0587EA11909C5A40102074823BFBBC9C2BCF2130C585B3059301306072A8648CE3
D020106082A8648CE3D030107034200042030855BE846910B3ECB15CAF8572D3EB56
5BDC654A15EFAF6EDEBAA8B9E1608C5C910C93A20868FC8504D370F1B26FA9759F67
983BB78863EDA9ACBEA5124F60D6D4A414441313233343536373839584068987DE8B
007F4E9416610BBE2D48E1D7EA1032092B8BFCE611421950F45B22F17E214820C07E
777ADF86175E25D3205568404C25FCEEC1B817C7861A6104B3D0D6D4A41444131323
3343536373839', h'B1DD40B10787437588AEAC9036899191C16CCDBECA31C19785
5CCB6BBA142D709FE329CBC3F76297D6063ACB6759EAB98E96EA4C4AA2135AA48A24
7BAC1D6A3F'])


]]>
      

      
        COSE-signed Voucher from MASA
        The resulting voucher is created by the MASA and returned to the Registrar:
        
]]>
        The Registrar then returns the voucher to the Pledge:
        
]]>
        It is signed by the MASA's private key (see ) and can be
verified by the Pledge using the MASA's public key that it stores.
        Below is the binary signed_voucher, encoded in hexadecimal (with lf added):
        
D28443A10126A0590288A1190993A60102027818323032322D31322D30365432
303A32333A33302E3730385A03F4074857EED786AD4049070859024730820243
308201E9A00302010202082AEA0413A42DC1CE300A06082A8648CE3D04030230
72311C301A06035504030C13437573746F6D2D455220476C6F62616C20434131
0B3009060355040B0C02495431183016060355040A0C0F437573746F6D2D4552
2C20496E632E3111300F06035504070C0853616E204A6F7365310B3009060355
04080C024341310B3009060355040613025553301E170D323231323036313133
3735395A170D3332313230333131333735395A3072311C301A06035504030C13
437573746F6D2D455220476C6F62616C204341310B3009060355040B0C024954
31183016060355040A0C0F437573746F6D2D45522C20496E632E3111300F0603
5504070C0853616E204A6F7365310B300906035504080C024341310B30090603
550406130255533059301306072A8648CE3D020106082A8648CE3D0301070342
000497B1ED969164930985BBB8AC9A2AF9455CDFEEA4B11DE2E79D068BFA8039
26B4005251B34F1C0815A4CBE03FBD1BBCB635F6431A22DE78653B87B99537EC
E16CA3693067300F0603551D130101FF040530030101FF30250603551D11041E
301C811A68656C7040637573746F6D2D65722E6578616D706C652E636F6D300E
0603551D0F0101FF040403020186301D0603551D0E0416041492EA7640404A8F
AB4F270BF3BC379D86CD7280F8300A06082A8648CE3D04030203480030450221
00D6D813B390BD3A7B4E85424BCB1ED933AD1E981F2817B59083DD6EC1C5E3FA
DF02202CEE4406192BC767E98D7CFAE044C6807481AD8564A7D569DCA3D1CDF1
E5E8430B6D4A4144413132333435363738395840DF31B21A6AD3F5AC7F4C8B02
6F551BD28FBCE62330D3E262AC170F6BFEDDBA5F2E8FBAA2CAACFED9E8614EAC
5BF2450DADC53AC29DFA30E8787A1400B2E7C832


]]>
        The representiation of signed_voucher in CBOR diagnostic format (with lf added) is:
        
18([h'A10126', {}, h'A1190993A60102027818323032322D31322D30365432303
A32333A33302E3730385A03F4074857EED786AD4049070859024730820243308201E
9A00302010202082AEA0413A42DC1CE300A06082A8648CE3D0403023072311C301A0
6035504030C13437573746F6D2D455220476C6F62616C204341310B3009060355040
B0C02495431183016060355040A0C0F437573746F6D2D45522C20496E632E3111300
F06035504070C0853616E204A6F7365310B300906035504080C024341310B3009060
355040613025553301E170D3232313230363131333735395A170D333231323033313
1333735395A3072311C301A06035504030C13437573746F6D2D455220476C6F62616
C204341310B3009060355040B0C02495431183016060355040A0C0F437573746F6D2
D45522C20496E632E3111300F06035504070C0853616E204A6F7365310B300906035
504080C024341310B30090603550406130255533059301306072A8648CE3D0201060
82A8648CE3D0301070342000497B1ED969164930985BBB8AC9A2AF9455CDFEEA4B11
DE2E79D068BFA803926B4005251B34F1C0815A4CBE03FBD1BBCB635F6431A22DE786
53B87B99537ECE16CA3693067300F0603551D130101FF040530030101FF302506035
51D11041E301C811A68656C7040637573746F6D2D65722E6578616D706C652E636F6
D300E0603551D0F0101FF040403020186301D0603551D0E0416041492EA7640404A8
FAB4F270BF3BC379D86CD7280F8300A06082A8648CE3D0403020348003045022100D
6D813B390BD3A7B4E85424BCB1ED933AD1E981F2817B59083DD6EC1C5E3FADF02202
CEE4406192BC767E98D7CFAE044C6807481AD8564A7D569DCA3D1CDF1E5E8430B6D4
A414441313233343536373839', h'DF31B21A6AD3F5AC7F4C8B026F551BD28FBCE6
2330D3E262AC170F6BFEDDBA5F2E8FBAA2CAACFED9E8614EAC5BF2450DADC53AC29D
FA30E8787A1400B2E7C832'])


]]>
        In the above, the third element in the array is the plain CBOR voucher encoded as a CBOR byte string.
When decoded, it can be represented by the following CBOR diagnostic notation:
        
{2451: {1: 2, 2: "2022-12-06T20:23:30.708Z", 3: false, 7: h'57EED786
AD404907', 8: h'30820243308201E9A00302010202082AEA0413A42DC1CE300A06
082A8648CE3D0403023072311C301A06035504030C13437573746F6D2D455220476C
6F62616C204341310B3009060355040B0C02495431183016060355040A0C0F437573
746F6D2D45522C20496E632E3111300F06035504070C0853616E204A6F7365310B30
0906035504080C024341310B3009060355040613025553301E170D32323132303631
31333735395A170D3332313230333131333735395A3072311C301A06035504030C13
437573746F6D2D455220476C6F62616C204341310B3009060355040B0C0249543118
3016060355040A0C0F437573746F6D2D45522C20496E632E3111300F06035504070C
0853616E204A6F7365310B300906035504080C024341310B30090603550406130255
533059301306072A8648CE3D020106082A8648CE3D0301070342000497B1ED969164
930985BBB8AC9A2AF9455CDFEEA4B11DE2E79D068BFA803926B4005251B34F1C0815
A4CBE03FBD1BBCB635F6431A22DE78653B87B99537ECE16CA3693067300F0603551D
130101FF040530030101FF30250603551D11041E301C811A68656C7040637573746F
6D2D65722E6578616D706C652E636F6D300E0603551D0F0101FF040403020186301D
0603551D0E0416041492EA7640404A8FAB4F270BF3BC379D86CD7280F8300A06082A
8648CE3D0403020348003045022100D6D813B390BD3A7B4E85424BCB1ED933AD1E98
1F2817B59083DD6EC1C5E3FADF02202CEE4406192BC767E98D7CFAE044C6807481AD
8564A7D569DCA3D1CDF1E5E843', 11: "JADA123456789"}}


]]>
        The largest element in the voucher is identified by key 8, which decodes to SID 2459 (pinned-domain-cert).
It contains the complete DER-encoded X.509 certificate of the Registrar's domain CA. This certificate is
shown in .
      

    

    
      Generating Certificates with OpenSSL
      This informative appendix shows example Bash shell scripts to generate test certificates for the Pledge IDevID, the Registrar and the MASA.
The shell scripts cannot be run stand-alone because they depend on input files which are not all included in this appendix. Nevertheless,
these scripts may provide guidance on how OpenSSL can be configured for generating Constrained BRSKI certificates.
      The scripts were tested with OpenSSL 3.0.2. Older versions may not work -- OpenSSL 1.1.1 for example does not support all extensions used.
      
#!/bin/bash
# File: create-cert-Pledge.sh
# Create new cert for: Pledge IDevID

# days certificate is valid - try to get close to the 802.1AR 
# specified 9999-12-31 end date.
SECONDS1=`date +%s` # time now
SECONDS2=`date --date="9999-12-31 23:59:59Z" +%s` # target end time
let VALIDITY="(${SECONDS2}-${SECONDS1})/(24*3600)"
echo "Using validity param -days ${VALIDITY}"

NAME=pledge

# create csr for device
# conform to 802.1AR guidelines, using only CN + serialNumber when 
# manufacturer is already present as CA.
# CN is not even mandatory, but just good practice.
openssl req -new -key keys/privkey_pledge.pem -out $NAME.csr -subj \
             "/CN=Stok IoT sensor Y-42/serialNumber=JADA123456789"

# sign csr
openssl x509 -set_serial 32429 -CAform PEM -CA output/masa_ca.pem \
  -CAkey keys/privkey_masa_ca.pem -extfile x509v3.ext -extensions \
  pledge_ext -req -in $NAME.csr -out output/$NAME.pem \
  -days $VALIDITY -sha256

# delete temp files
rm -f $NAME.csr

# convert to .der format
openssl x509 -in output/$NAME.pem -inform PEM -out output/$NAME.der \
             -outform DER


]]>
      
# File: x509v3.ext
# This file contains all X509v3 extension definitions for OpenSSL
# certificate generation. Each certificate has its own _ext 
# section below.

[ req ]
prompt = no

[ masa_ca_ext ]
subjectAltName=email:info@masa.stok.nl
keyUsage = critical,digitalSignature, keyCertSign, cRLSign
basicConstraints = critical,CA:TRUE,pathlen:3
subjectKeyIdentifier=hash
authorityKeyIdentifier=keyid

[ pledge_ext ]
keyUsage = critical,digitalSignature, nonRepudiation, \
           keyEncipherment, dataEncipherment
# basicConstraints for a non-CA cert MAY be marked either 
# non-critical or critical.
basicConstraints = CA:FALSE
# Don't include subjectKeyIdentifier (SKI) - see 802.1AR-2018
subjectKeyIdentifier = none
authorityKeyIdentifier=keyid
# Include the MASA URI
1.3.6.1.5.5.7.1.32 = ASN1:IA5STRING:masa.stok.nl

[ domain_ca_ext ]
subjectAltName=email:help@custom-er.example.com
keyUsage = critical, keyCertSign, digitalSignature, cRLSign
basicConstraints=critical,CA:TRUE
# RFC 5280 4.2.1.1 : AKI MAY be omitted, and MUST be non-critical; 
# SKI MUST be non-critical
subjectKeyIdentifier=hash

[ registrar_ext ]
keyUsage = critical, digitalSignature, nonRepudiation, \
           keyEncipherment, dataEncipherment
basicConstraints=CA:FALSE
subjectKeyIdentifier=hash
authorityKeyIdentifier=keyid
# Set Registrar 'RA' flag along with TLS client/server usage
#  see draft-ietf-anima-constrained-voucher#section-7.3
#  see tools.ietf.org/html/rfc6402#section-2.10
#  see www.openssl.org/docs/man1.1.1/man5/x509v3_config.html
extendedKeyUsage = critical,1.3.6.1.5.5.7.3.28, serverAuth, \
                   clientAuth


]]>
      
#!/bin/bash
# File: create-cert-Registrar.sh
# Create new cert for: Registrar in a company domain

# days certificate is valid
VALIDITY=1095

# cert filename
NAME=registrar

# create csr
openssl req -new -key keys/privkey_registrar.pem -out $NAME.csr \
 -subj "/CN=Custom-ER Registrar/OU=Office dept/O=Custom-ER, Inc./\
L=Ottowa/ST=ON/C=CA"

# sign csr
openssl x509 -set_serial 0xC3F62149B2E30E3E -CAform PEM -CA \
 output/domain_ca.pem -extfile x509v3.ext -extensions registrar_ext \
 -req -in $NAME.csr -CAkey keys/privkey_domain_ca.pem \
 -out output/$NAME.pem -days $VALIDITY -sha256

# delete temp files
rm -f $NAME.csr

# convert to .der format
openssl x509 -in output/$NAME.pem -inform PEM -out output/$NAME.der \
             -outform DER


]]>
      
#!/bin/bash
# File: create-cert-MASA.sh
# Create new cert for: MASA CA, self-signed CA certificate

# days certificate is valid
VALIDITY=3650

NAME=masa_ca

# create csr
openssl req -new -key keys/privkey_masa_ca.pem -out $NAME.csr \
            -subj "/CN=masa.stok.nl/O=vanderstok/L=Helmond/C=NL"

# sign csr
mkdir output >& /dev/null
openssl x509 -set_serial 0xE39CDA17E1386A0A  -extfile x509v3.ext \
 -extensions masa_ca_ext -req -in $NAME.csr \
 -signkey keys/privkey_masa_ca.pem -out output/$NAME.pem \
 -days $VALIDITY -sha256

# delete temp files
rm -f $NAME.csr

# convert to .der format
openssl x509 -in output/$NAME.pem -inform PEM -out output/$NAME.der \
             -outform DER


]]>
    

    
      Pledge Device Class Profiles
      This specification allows implementers to select between various functional options for the Pledge,
yielding different code size footprints and different requirements on Pledge hardware.
Thus for each product an optimal trade-off between functionality, development/maintenance cost and hardware cost can be made.
      This appendix illustrates different selection outcomes by means of defining different example "profiles" of constrained Pledges. In the following
subsections, these profiles are defined and a comparison is provided.
      
        Minimal Pledge
        The Minimal Pledge profile (Min) aims to reduce code size and hardware cost to a minimum. This comes with some severe functional restrictions, in particular:
        
          No support for EST re-enrollment: whenever this would be needed, a factory reset followed by a new bootstrap process is required.
          No support for change of Registrar: for this case, a factory reset followed by a new bootstrap process is required.
        
        This profile would be appropriate for single-use devices which must be replaced rather than re-deployed.
That might  include medical devices, but also sensors used during construction, such as concrete temperature  sensors.
      
      
        Typical Pledge
        The Typical Pledge profile (Typ) aims to support a typical Constrained BRSKI feature set including EST re-enrollment support and Registrar changes.
      
      
        Full-featured Pledge
        The Full-featured Pledge profile (Full) illustrates a Pledge category that supports multiple bootstrap methods, hardware real-time clock, BRSKI/EST resource discovery, and
CSR Attributes request/response. It also supports most of the optional features defined in this specification.
      
      
        Comparison Chart of Pledge Classes
        The below table specifies the functions implemented in the three example Pledge classes Min, Typ and Full.
        
          
            
              Function |====================| Profiles ->
              Min
              Typ
              Full
            
          
          
            
              
                General
              ===
              ===
              ====
            
            
              Support Constrained BRSKI bootstrap
              Y
              Y
              Y
            
            
              Support other bootstrap method(s)
              -
              -
              Y
            
            
              Real-time clock and cert time checks
              -
              -
              Y
            
            
              
                Constrained BRSKI
              ===
              ===
              ====
            
            
              Discovery for rt=brski*
              -
              -
              Y
            
            
              Support pinned Registrar public key (RPK)
              Y
              -
              Y
            
            
              Support pinned Registrar certificate
              -
              Y
              Y
            
            
              Support pinned Domain CA
              -
              Y
              Y
            
            
              
                Constrained EST
              ===
              ===
              ====
            
            
              Discovery for rt=ace.est*
              -
              -
              Y
            
            
              GET /att and response parsing
              -
              -
              Y
            
            
              GET /crts format 281 (multiple CA certs)
              -
              -
              Y
            
            
              GET /crts only format 287 (one CA cert only)
              Y
              Y
              -
            
            
              ETag handling support for GET /crts
              -
              Y
              Y
            
            
              Re-enrollment supported
              - (1)
              Y
              Y
            
            
              6.6.1 optimized procedure
              Y
              Y
              -
            
            
              Pro-active cert re-enrollment at own initiative
              N/A
              -
              Y
            
            
              Periodic trust anchor retrieval GET /crts
              - (1)
              Y
              Y
            
            
              Supports change of Registrar identity
              - (1)
              Y
              Y
            
          
        
        Notes: (1) is possible only by doing a factory-reset followed by a new bootstrap procedure.

Function \|====================\| Profiles ->	Min	Typ	Full
General	===	===	====
Support Constrained BRSKI bootstrap	Y	Y	Y
Support other bootstrap method(s)	-	-	Y
Real-time clock and cert time checks	-	-	Y
Constrained BRSKI	===	===	====
Discovery for rt=brski*	-	-	Y
Support pinned Registrar public key (RPK)	Y	-	Y
Support pinned Registrar certificate	-	Y	Y
Support pinned Domain CA	-	Y	Y
Constrained EST	===	===	====
Discovery for rt=ace.est*	-	-	Y
GET /att and response parsing	-	-	Y
GET /crts format 281 (multiple CA certs)	-	-	Y
GET /crts only format 287 (one CA cert only)	Y	Y	-
ETag handling support for GET /crts	-	Y	Y
Re-enrollment supported	- (1)	Y	Y
6.6.1 optimized procedure	Y	Y	-
Pro-active cert re-enrollment at own initiative	N/A	-	Y
Periodic trust anchor retrieval GET /crts	- (1)	Y	Y
Supports change of Registrar identity	- (1)	Y	Y